Executive Director - Compliance

JAC Recruitment Pte Ltd; Singapore; On-site; SGD 80,000 - 120,000; Full time

Job summary

A leading recruitment agency is seeking an experienced Compliance Officer in Singapore. The role involves monitoring regulatory updates, handling compliance matters, and ensuring effective business practices. The ideal candidate has over 10 years of experience in the financial services sector and possesses strong analytical and communication skills. Candidates will be informed if shortlisted.

Qualifications

• At least 10-15 years’ experience in compliance, legal or other controls related function in the financial services industry.
• Highly motivated team player.
• Adaptable, resilient and passionate about making a difference.

Responsibilities

• Monitoring regulatory updates and assessing implications on business.
• Reviewing and developing policies and procedures.
• Handling anti-money laundering matters.
• Performing regulatory reporting and compliance checks.
• Developing compliance training programs.
• Liaising with auditors and regulators.

Skills

Strong analytical skills

Communication skills

Presentation skills

Team player

Education

Bachelor’s degree or equivalent

Job description

• Monitoring of regulatory updates and changes, and assessing the implications to the Company's Business

• Review existing workflows and update, draft and develop and/or implement or review policies and procedures

• Provide constructive advice and proposals to Business and Management in order to improve effectiveness and efficiency of business from the perspective of Compliance and activate those practically.

• Handle anti-money laundering related matters

• Perform regulatory reporting to various stakeholders including parent company and affiliates and compliance monitoring checks

• Develop and Conduct compliance training programs

• Generating reports for internal and external stakeholders

• Liaise with both internal and external auditors and Regulators, as requested

• Perform transaction monitoring and guide team members sufficiently on performing monitoring and review their observations

• Implementing the Compliance Monitoring Plan on a Quarterly basis and ensuring the robustness of the same

• Ensure proper documentation and audit trail of compliance related matters

• Advising ALL business units from a compliance perspective

• Assist with the implementation of compliance initiatives and projects

• Communicate promptly relevant information to Head Office

• Cooperate with Private Wealth Business and assist them in relation to aligning with Group policies

• Coordinate with Private Wealth Business in preparing Entity-Wide assessment reports

• Monitor daily activities including monitoring, checking approved trades of the Private Wealth Business and give them adequate advice and warning when necessary.

• Provide support to prepare various agreements as required.

• Assist in all matters as requested from time to time.

• Report to Head of Compliance Officer (HOC) and co-work with HOC to achieve a strong Compliance culture in the Company.

Job Requirements

• Bachelor’s degree or equivalent

• At least 10-15 years’ experience in compliance, legal or other controls related function in the financial services industry

• Highly motivated team player

• Strong analytical, communication, presentation and people skills, ability to influence and collaborate with people across different cultures and backgrounds

• Adaptable, resilient and passionate about making a difference

We regret to inform that only shortlisted candidates will be notified.
Appreciate your understanding.
EA: JAC Recruitment Pte. Ltd.
EA Licence: 90C3026
EA Personnel: R1110469
EA Personnel Name: Zhong Zhengnan, Paul
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