Compliance Officer

RIWAY (SINGAPORE) PTE. LTD.; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A leading compliance firm in Singapore is seeking a Compliance Officer to manage compliance risks and implement regulatory initiatives. The role requires a degree or professional qualification and 3-5 years of experience in compliance. Responsibilities include investigating breaches, liaising with regulators, and developing compliance programs. Candidates should possess strong analytical skills, communication capabilities, and a proactive attitude towards resolving compliance issues. Frequent travel will be required for onsite training.

Qualifications

• Strong analytical skills and understanding of compliance risks.
• Minimum 3-5 years working experience in compliance.
• Able to travel frequently for onsite training.

Responsibilities

• Identify and report compliance risks on a quarterly basis.
• Investigate and rectify breaches of regulations.
• Develop and implement a compliance program.

Skills

Microsoft Excel

Due Diligence

Risk Assessment

Regulatory Compliance

Analytical Skills

Interpersonal Skills

Education

Degree or professional qualification

Job description

Roles & Responsibilities

• Identify, prioritize, assessment, monitoring, control and reporting of compliance risk on quarterly basis
• Investigating, rectifying and reporting on breaches of legal and regulatory requirements
• Liaising with regulators in relation of regulatory matters
• Develop and implement compliance program/checklist
• Ensure investigation/review completed within stipulated timeline
• Assist to implement and support compliance initiatives
• Assist and collaborate with other departments to address corporate queries and concerns

Knowledge / Skills / Competencies

• Degree or professional qualification
• Strong analytical skills, understanding of compliance risks and initiative to self-learn
• Able to travel frequently including overseas by provided onsite training
• Good interpersonal and communication skills
• Good knowledge and skills working with MS Office
• Proactive in identifying regulatory compliance issues or developing appropriate and constructive recommendation and solutions
• Minimum 3-5 years working experience.

Tell employers what skills you have

• Microsoft Excel
• Due Diligence
• Risk Assessment
• Regulatory Compliance
• Analytical Skills
• Interpersonal Skills
• Job Descriptions
• Investigation
• Compliance
• Banking
• AML
• Regulatory Requirements
• KYC
• Screening
• Audit
• Financial Services