Chief Executive Officer (CEO) HSW

TRUST RECRUIT PTE. LTD.; Singapore; On-site; SGD 200,000 - 300,000; Full time

Job summary

A financial services firm in Singapore seeks a Chief Executive Officer (CEO) to lead the company through its Capital Markets Services licence application process. The ideal candidate will have at least 10 years of relevant experience in capital markets, strong knowledge of compliance frameworks, and proven leadership capabilities. This role emphasizes a compliance-first culture and requires effective communication with regulators and stakeholders.

Qualifications

• Minimum 10 years of relevant experience in capital markets, investment management, or corporate finance.
• Proven track record in a senior leadership or C-level role within a regulated financial institution.
• Demonstrated familiarity with MAS regulatory requirements.

Responsibilities

• Ensure compliance with the Securities and Futures Act and MAS regulations.
• Oversee implementation of compliance framework and AML/CFT controls.
• Develop and execute company’s business strategy under CMS licence.

Skills

Leadership

Compliance knowledge

Interpersonal skills

Communication skills

Education

Bachelor's degree in Finance, Economics, Business Administration, or related discipline

Bachelor's degree in Economics

Bachelor's degree in Business Administration

Job description

Job Summary:

The Chief Executive Officer (CEO) will play a pivotal role in leading the company through itsCapital Markets Services (CMS) licence application processand in establishing the governance, operational, and compliance frameworks necessary for future licensed operations under theMonetary Authority of Singapore (MAS). This role requires a leader with deep knowledge of Singapore’s capital markets and regulatory environment, who can work closely with legal, compliance, and operational teams to ensure the company’s successful licensing and readiness for launch.

Key Responsibilities

• Ensure the company operates in full compliance with the Securities and Futures Act (SFA), and all relevant MAS Notices, Guidelines, and Licensing Conditions, providing the Company with advice and support on all Compliance Matters;
• Oversee the implementation and maintenance of the company’s compliance framework, including AML/CFT controls.
• Coordinate with the Compliance Officer to handle regulatory filings, audits inspections, and correspondence with MAS.
• Develop and execute the company’s business strategy, ensuring activities remain within the scope of its CMS licence (e.g., fund management, dealing in capital markets products, advising).
• Maintain a strong corporate culture emphasizing integrity, risk awareness, and regulatory compliance.
• Ensure the company meets all base capital and financial reporting requirements under MAS regulations.
• Review and approve financial statements and audit results.
• Supervise the implementation of risk management systems, including operational, market, and credit risk.
• Maintain effective corporate governance practices and internal control policies.
• Promote a compliance‑first culture, with regular employee training and conduct monitoring.
• Address and resolve client complaints and internal misconduct appropriately.

Requirements

• Minimum10 years of relevant experiencein capital markets, investment management, corporate finance, or related financial services sectors, preferred in broker‑dealer.
• Proven track record in asenior leadership or C‑level rolewithin a regulated financial institution.
• Demonstrated familiarity with MAS regulatory requirements and Singapore’s financial ecosystem.
• Bachelor’s degree in Finance, Economics, Business Administration, or a related discipline.
• Strong interpersonal and communication skills, with the ability to engage regulators, partners, and internal stakeholders effectively.
• High level of integrity, professionalism, and judgment.

How to Apply

Interested applicants, kindly send your resume in MS WORD format or please click on “Apply Now”.

We regret only shortlisted candidates will be notified.

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