CEO (Up to $17k, Finance/Invesments)

TRUST RECRUIT PTE. LTD.; Singapore; On-site; SGD 200,000 - 300,000; Full time

Job summary

A leading financial services recruitment firm in Singapore is seeking a Chief Executive Officer (CEO) to guide the company through its Capital Markets Services licence application. This pivotal role demands a candidate with extensive experience in capital markets and regulatory environments, ensuring compliance and operational readiness for future ventures. The CEO will lead compliance initiatives, develop business strategies, and foster a culture of integrity and regulatory adherence. Interested applicants should send their resumes in MS WORD format to ref66(at)trustrecruit.com.sg.

Qualifications

• Minimum 10 years of relevant experience in capital markets or related financial services.
• Proven track record in a senior leadership or C-level role within a regulated financial institution.
• Familiarity with MAS regulatory requirements and Singapore’s financial ecosystem.

Responsibilities

• Ensure compliance with Securities and Futures Act and MAS guidelines.
• Oversee the company’s compliance framework and AML/CFT controls.
• Develop and execute business strategy ensuring adherence to CMS licence.

Skills

Capital markets expertise

Regulatory compliance knowledge

Leadership experience

Risk management skills

Client relations

Job description

The Chief Executive Officer (CEO) will play a pivotal role in leading the company through itsCapital Markets Services (CMS) licence application processand in establishing the governance, operational, and compliance frameworks necessary for future licensed operations under theMonetary Authority of Singapore (MAS).This role requires a leader with deep knowledge of Singapore’s capital markets and regulatory environment, who can work closely with legal, compliance, and operational teams to ensure the company’s successful licensing and readiness for launch.

Key Responsibilities

• Ensure the company operates in full compliance with the Securities and Futures Act (SFA), and all relevant MAS Notices, Guidelines, and Licensing Conditions, providing the Company with advice and support on all Compliance Matters;
• Oversee the implementation and maintenance of the company’s compliance framework, including AML/CFT controls.
• Coordinate with the Compliance Officer to handle regulatory filings, audits inspections, and correspondence with MAS.
• Develop and execute the company’s business strategy, ensuring activities remain within the scope of its CMS licence (e.g., fund management, dealing in capital markets products, advising).
• Maintain a strong corporate culture emphasizing integrity, risk awareness, and regulatory compliance.
• Ensure the company meets all base capital and financial reporting requirements under MAS regulations.
• Review and approve financial statements and audit results.
• Supervise the implementation of risk management systems, including operational, market, and credit risk.
• Maintain effective corporate governance practices and internal control policies.
• Promote a compliance-first culture, with regular employee training and conduct monitoring.
• Address and resolve client compliants and internal misconduct appropriately.

Requirements

• Professional Experience
• Minimum10 years of relevant experiencein capital markets, investment management, corporate finance, or related financial services sectors,preferred in broker-dealer.
• Proven track record in asenior leadership or C-level rolewithin a regulated financial institution.
• Demonstrated familiarity with MAS regulatory requirements and Singapore’s financial ecosystem.

HOW TO APPLY:

Interested applicants, kindly send your resume in MS WORD format to ref66(at)trustrecruit.com.sg

We regret only shortlisted candidates will be notified.

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Please read our privacy statement on our corporate website www.trustrecruit.com.sg.

Trust Recruit Pte Ltd

EA License No: 19C9950

EA Personnel: Winston Soh Harn Jun

EA Personnel Reg No: R2199484