Associate Director / VP – FICC Compliance, Global Investment Bank

BEATHCHAPMAN (PTE. LTD.); Singapore; On-site; SGD 150,000 - 200,000; Full time

Job summary

A global investment bank in Singapore is seeking an experienced FICC Compliance candidate to ensure adherence to regulatory standards within trading products. Responsibilities include monitoring regulatory changes, conducting compliance training, and working with trading desks to address compliance issues. Ideal candidates will have over 5 years of experience and a related bachelor's degree. This position offers a unique opportunity to tackle new challenges in 2025.

Qualifications

• 5+ years of Compliance experience, preferably in an Investment Bank.
• Familiarity with FX, rates, and credit trading products.
• Strong ability to advise regional stakeholders.

Responsibilities

• Monitor and analyze regulatory changes affecting FICC trading.
• Surveil trading activities for compliance breaches.
• Develop strategies to mitigate compliance risks.
• Guide business units on compliance issues.
• Conduct training on FICC regulatory requirements.

Skills

Regulatory analysis

Surveillance of trading activities

Risk assessment

Advisory experience

Stakeholder management

Education

Bachelor's degree in a related field

Job description

Overview

My client is a global Investment Bank and we are looking for a FICC Compliance candidate to join the team in Singapore. You will be given exposure across their Trading products, and will be overseeing the firm’s compliance with relevant regulations and industry standards.

Responsibilities

• Monitor and analyze regulatory changes (e.g., Dodd-Frank, MiFID II, EMIR, etc.) and assess their impact on FICC trading activities, ensuring the firm’s adherence to compliance requirements.
• Perform regular surveillance of FICC trading activities to detect any potential breaches of internal policies, market abuse, or misconduct. Conduct periodic audits to ensure adherence to both internal policies and external regulations.
• Identify and evaluate compliance risks related to FICC products (fixed income, foreign exchange, commodities, and derivatives). Develop and implement strategies to mitigate these risks.
• Provide guidance to business units, including front office traders, on compliance issues related to trading strategies, products, and market behaviour. Work closely with FICC trading desks to ensure that new products and strategies comply with all regulatory requirements.
• Conduct training sessions and awareness campaigns to ensure that all relevant stakeholders (traders, portfolio managers, etc.) understand the regulatory and compliance requirements specific to FICC markets.

Requirements

• Bachelors’ degree in a related field
• At least 5 years of Compliance experience – ideally with experience in an Investment Bank
• Familiar with Trading products – FX, rates, credit will be appreciated
• Strong advisory experience
• Ability to manage and work with regional stakeholders

Take charge of this opportunity to welcome a new career challenge in 2025

EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112