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Vice President, Trade Surveillance & Market Integrity
Job summary
A global financial services company is seeking a Trade Surveillance professional to monitor and analyze trading activities for potential market abuse. The role requires at least 6 years of experience in trade surveillance within an investment banking environment and a Bachelor's degree in Finance or a related field. Candidates should possess in-depth knowledge of UK and EU financial regulations and strong analytical skills. This position offers a full-time employment type with opportunities for professional growth.
Qualifications
- Minimum of 6 years of experience in a trade surveillance function.
- Experience in conducting market abuse investigations.
- Familiarity with UK / EU financial regulations.
Responsibilities
- Detect, monitor, and analyze trading activities for market abuse.
- Collaborate with teams to assess market abuse risks.
- Review and investigate referrals made by the offshore L1 team.
- Conduct quality assurance testing of alert closures.
- Prepare management information for compliance reports.
Skills
Education
Tools
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.