Vice President, Trade Surveillance & Market Integrity

Mitsubishi UFJ Financial Group; Greater London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A global financial services company is seeking a Trade Surveillance professional to monitor and analyze trading activities for potential market abuse. The role requires at least 6 years of experience in trade surveillance within an investment banking environment and a Bachelor's degree in Finance or a related field. Candidates should possess in-depth knowledge of UK and EU financial regulations and strong analytical skills. This position offers a full-time employment type with opportunities for professional growth.

Qualifications

• Minimum of 6 years of experience in a trade surveillance function.
• Experience in conducting market abuse investigations.
• Familiarity with UK / EU financial regulations.

Responsibilities

• Detect, monitor, and analyze trading activities for market abuse.
• Collaborate with teams to assess market abuse risks.
• Review and investigate referrals made by the offshore L1 team.
• Conduct quality assurance testing of alert closures.
• Prepare management information for compliance reports.

Skills

In-depth knowledge of Market Abuse Regulation

Strong understanding of financial markets

Familiarity with surveillance technologies

Excellent communication skills

Strong decision-making skills

Education

Bachelor's degree in Finance, Economics, Business Administration

Tools

Trade surveillance platforms (KX, Nasdaq SMARTS)

Job description

A global financial services company is seeking a Trade Surveillance professional to monitor and analyze trading activities for potential market abuse. The role requires at least 6 years of experience in trade surveillance within an investment banking environment and a Bachelor's degree in Finance or a related field. Candidates should possess in-depth knowledge of UK and EU financial regulations and strong analytical skills. This position offers a full-time employment type with opportunities for professional growth.