Wealth Onboarding Lead — KYC/AML & Process Excellence

Compliance Professionals; Greater London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading wealth management firm in the UK is seeking a skilled professional to oversee onboarding practices and ensure regulatory compliance. This role requires over 5 years of experience in the wealth management industry, with a strong understanding of KYC and AML processes. The successful candidate will be responsible for monitoring workflows, conducting technical training for staff, and implementing process improvements. A commitment to treating clients and staff with fairness is essential.

Qualifications

• 5+ years of experience in wealth management, with specific KYC onboarding experience.
• Strong technical knowledge of regulatory practices and procedures for onboarding clients.
• Experience in monitoring workflows and providing technical assistance.

Responsibilities

• Establish and maintain knowledge of onboarding practices and regulatory requirements.
• Maximise adoption of onboarding best practices.
• Monitor project work to ensure deadlines are met.
• Provide technical assistance and cross-train junior staff.
• Review processes and implement improvements.

Skills

KYC documentation

AML compliance

Wealth management

Project monitoring

Job description

A leading wealth management firm in the UK is seeking a skilled professional to oversee onboarding practices and ensure regulatory compliance. This role requires over 5 years of experience in the wealth management industry, with a strong understanding of KYC and AML processes. The successful candidate will be responsible for monitoring workflows, conducting technical training for staff, and implementing process improvements. A commitment to treating clients and staff with fairness is essential.