VP, Wealth Management Compliance & Risk

Goldman Sachs, Inc.; Greater London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A global investment firm is seeking an experienced Compliance Officer to manage compliance risks and ensure adherence to regulatory requirements in the United Kingdom. The successful candidate will have at least 6 years of experience in compliance or risk management and a strong understanding of the UK regulatory environment. This role involves cross-functional collaboration, advice on compliance practices, and participation in strategic projects to enhance the firm's compliance framework.

Benefits

Diversity and inclusion programs

Professional development opportunities

Wellness and personal finance offerings

Qualifications

• Minimum of 6 years of experience as a compliance officer.
• Detailed knowledge of the UK regulatory environment and FCA rules.
• Ability to handle multiple tasks and work under tight deadlines.

Responsibilities

• Provide advice on compliance with regulatory requirements.
• Identify compliance risks in business processes.
• Support internal and external audit preparation work.

Skills

Compliance risk identification

Interpersonal skills

Analytical skills

Attention to detail

Problem solving

Effective communication

Education

Bachelor's degree in Law, Economics, or Finance

Master's degree or MBA

Job description

A global investment firm is seeking an experienced Compliance Officer to manage compliance risks and ensure adherence to regulatory requirements in the United Kingdom. The successful candidate will have at least 6 years of experience in compliance or risk management and a strong understanding of the UK regulatory environment. This role involves cross-functional collaboration, advice on compliance practices, and participation in strategic projects to enhance the firm's compliance framework.