Trainee Paraplanner

Lime People Search & Select Ltd; Morley; On-site; GBP 25,000 - 35,000; Full time

Job summary

A financial services firm in the UK is seeking a Trainee Paraplanner to join their Paraplanning team. In this role, you will assess new business cases, liaise with Financial Advisers, and support regulatory procedures. The ideal candidate has 1-3 years of experience in Investment Administration or Financial Services and is working towards a Diploma in Financial Planning. This is an excellent opportunity for advancement in your career.

Qualifications

• 1-3 years experience in Investment Administration or Financial Services.
• Working towards a Diploma in Financial Planning with exams completed (RO1, RO2, RO3) is preferred.
• Strong communication skills essential for liaising with Financial Advisers.

Responsibilities

• Assess new business submitted based on information provided by IFAs.
• Record new cases in the internal systems.
• Liaise with Financial Advisers to complete cases.
• Produce suitability letters and provide feedback on cases.

Skills

Investment Administration

Financial Services

Communication with Financial Advisers

Education

Diploma in Financial Planning

Job description

Overview

My client is a Financial Advisory, Asset Management & Stockbroking firm, providing high quality Financial Advice to both Individuals and Businesses.

Responsibilities

• Join the Paraplanning team as a Trainee, which you will be responsible for assessing new business submitted based on information provided by the IFA's, recording new cases in the companies internal systems, liaising with the Financial Advisers to obtain information to enable case completion, producing suitability letters, presenting cases to the Financial Advisers, providing feedback on new business and cases directly to the Financial Advisers and to finalist cases in line with the companies regulatory procedures.
• Assess new business submitted based on information provided by the IFA's.
• Record new cases in the companies internal systems.
• Liaise with the Financial Advisers to obtain information to enable case completion.
• Produce suitability letters.
• Present cases to the Financial Advisers.
• Provide feedback on new business and cases directly to the Financial Advisers and to finalist cases in line with the companies regulatory procedures.

Qualifications

• The ideal person for this role will either be someone who is in an Investment Administration role with 1-3 years experience that wishes to progress into Paraplanning, or a Senior Investment Administrator looking to move into a Paraplanning role, but unable to where they currently are.
• Ideally you will have 1-3 years experience within Financial Services.
• It would be ideal if you are working towards a Diploma in Financial Planning, ideally with a couple of exams under your belt already (RO1, RO2, RO3).