Trade Surveillance & Risk Analyst

NatWest Group; City Of London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A major financial institution in London is seeking a Trade Surveillance Officer. In this role, you will monitor trading activities and ensure compliance with market conduct regulations. Key responsibilities include analysing order and trade activity for potential market abuse and enhancing surveillance systems. The ideal candidate should have a strong background in financial services, particularly investment banking, and possess excellent analytical skills. This role offers a dynamic environment where you can develop your skills further.

Qualifications

• Experience in financial services businesses including investment banking.
• Ability to source and assess multiple data points.
• Involvement in project implementation.

Responsibilities

• Undertake surveillance checks and fact-finding reviews.
• Pro-actively identify potential or actual risks.
• Analyse activity for potential red flags.
• Support the development of an annual surveillance program.

Skills

Logical and analytical skills

Attention to detail

Familiarity with fixed income products

Knowledge of electronic trading concepts

Ability to make risk-based decisions

Job description

A major financial institution in London is seeking a Trade Surveillance Officer. In this role, you will monitor trading activities and ensure compliance with market conduct regulations. Key responsibilities include analysing order and trade activity for potential market abuse and enhancing surveillance systems. The ideal candidate should have a strong background in financial services, particularly investment banking, and possess excellent analytical skills. This role offers a dynamic environment where you can develop your skills further.