Senior Vice President, Regulatory Oversight Management

BNY Mellon; Greater London; On-site; GBP 80,000 - 100,000; Full time

Job summary

A leading global financial services company based in London is looking for a Senior Vice President to oversee Regulatory Oversight Management. This role involves leading initiatives related to Client Asset Safety and ensuring compliance with regulations while enhancing risk frameworks across the business. Ideal candidates should have experience in compliance, strong analytical skills, and effective communication abilities. The position promises competitive compensation and a supportive work environment.

Benefits

Competitive compensation

Flexible global resources

Generous paid leaves

Qualifications

• Experience in compliance, risk or operational governance preferred.
• Demonstrated problem solving and analytical abilities.
• Strong oral and written communication skills.

Responsibilities

• Lead Client Asset Safety initiatives for the Global Clearing Platform.
• Support business with regulatory compliance expertise.
• Enhance Product Governance processes related to assessments.

Skills

Compliance

Risk Management

Analytical Skills

Interpersonal Skills

Communication Skills

Job description

Senior Vice President, Regulatory Oversight Management

London, United Kingdom

Job Description

Senior Vice President, Regulatory Oversight Management

At BNY, our culture allows us to run our company better and enables employees’ growth and success.As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.

We’re seeking a future team member for the role of Senior Vice President to join our Global Clearing Platform Control team. This role is in London

In this role, you’ll make an impact in the following ways:

• Lead the Client Asset Safety initiatives for the Global Clearing Platform and support the business with CASS/CAP/GAS expertise to achieve Platform strategy. The role will lead a strategic initiative to transform Pershing client asset safety oversight for the Outsourced Clearing products globally, at the same time as strengthening overall frameworks for the Clearing business in all jurisdictions and products.
• Additionally, the role will specialize in Client Asset Safety processes and frameworks to lead reviews (Internal Audit, External Audit, Compliance Testing) in relation to in-scope legal entities that will strengthen the regulatory compliance footprint of the platform and ensure continued client asset safety standards.
• Ability to analyze the application of Client Asset Safety rules to the Global Clearing business, including assessment of impacts for the introduction of new legal entities, products and process flows
• The role will continue to work on enhancements to Product Governance processes to streamline assessments, also uplifting the Management Information related to Product Governance

To be successful in this role, we’re seeking the following:

• Experience in compliance, risk or operational governance is preferred, with demonstrated problem solving and analytical ability, and strong oral and written communication skills including providing technical advice.
• Organized, reliable team player who takes initiative with a strong capacity to work autonomously, responsibility towards client outcomes, and collaboration with internal stakeholders and the team.
• Great interpersonal and communication skills
• Contributes to an inclusive working culture.

At BNY, our culture speaks for itself, check out the latest BNY news at:

• America’s Most Innovative Companies, Fortune, 2025
• World’s Most Admired Companies, Fortune 2025
• “Most Just Companies”, Just Capital and CNBC, 2025

Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

Job Info

• Job Identification 70456
• Job Category Regulatory Oversight Management
• Posting Date 12/24/2025, 11:58 AM
• Locations 160 Queen Victoria Street, London, GT LON, EC4V 4LA, GB