Senior Investment Risk Reviewer — Hybrid

Rathbones Group Plc; Liverpool; Hybrid; GBP 50,000 - 70,000; Full time

Job summary

A leading financial services firm is seeking an Investment Risk Senior Reviewer in Liverpool. The role involves ensuring portfolio suitability compliance, conducting reviews, and providing team mentorship. Ideal candidates will have a strong grasp of the UK regulatory framework and relevant professional qualifications. This position offers a hybrid working model, combining both remote and on-site work. Join a firm that values career development and progression.

Qualifications

• Good understanding of the UK Regulatory framework (FCA / JFSC).
• Numerically accurate with a good attention to detail.
• Able to provide training and support to other colleagues.
• Previous experience of regulatory review work is required.

Responsibilities

• Conduct check-the-checker reviews and provide expert guidance.
• Support the front office with portfolio suitability queries.
• Ensure timely follow-up on feedback and track outstanding actions.
• Produce MI regarding the tracking of completed reviews.

Skills

Understanding of UK Regulatory framework (FCA / JFSC)

Knowledge of suitability requirements

Effective communication

Attention to detail

Relationship building

Education

Professional Qualifications relating to Investment Management or Financial Planning (CII / CISI Level 4 or above)

Job description

A leading financial services firm is seeking an Investment Risk Senior Reviewer in Liverpool. The role involves ensuring portfolio suitability compliance, conducting reviews, and providing team mentorship. Ideal candidates will have a strong grasp of the UK regulatory framework and relevant professional qualifications. This position offers a hybrid working model, combining both remote and on-site work. Join a firm that values career development and progression.