Senior Compliance Lead – London (Risk & Compliance)

Polo; City Of London; On-site; GBP 60,000 - 70,000; Full time

Job summary

A leading compliance firm in London is seeking a Senior Compliance Executive to support the Compliance Function. In this role, you will monitor compliance performance and contribute to high regulatory standards while working collaboratively within a dedicated team. Ideal candidates will have experience in a compliance role and possess strong analytical and communication skills. This position offers a competitive salary and the opportunity to impact regulatory practices.

Qualifications

• Detail-oriented compliance professional with a proactive approach.
• Able to manage caseload and adhere to deadlines.
• Strong communicator with the ability to articulate complex issues.

Responsibilities

• Support the Compliance Team with compliance matters.
• Assist in the monitoring and reporting of compliance activities.
• Proactively promote a compliance-led culture within the organization.

Skills

Previous experience in a compliance role for Managing Agency or Broker

Understanding of FCA’s DISP Rules

Strong communications skills

Strong numerical and analytical skills

Advanced Excel skills

Organisational skills

Job description

A leading compliance firm in London is seeking a Senior Compliance Executive to support the Compliance Function. In this role, you will monitor compliance performance and contribute to high regulatory standards while working collaboratively within a dedicated team. Ideal candidates will have experience in a compliance role and possess strong analytical and communication skills. This position offers a competitive salary and the opportunity to impact regulatory practices.