Senior Associate - Regulatory

Kroll; Jersey Marine; Hybrid; GBP 40,000 - 60,000; Full time

Job summary

A global leader in risk and financial advisory is looking for a Senior Associate to support their Regulatory Consulting team in Jersey. The role involves assisting firm engagements, drafting compliance documentation, and providing regulatory advice while maintaining client relationships. Ideal candidates have 2-3 years of finance industry experience and strong communication skills. This position also offers opportunities for international travel and collaboration within a dynamic team environment.

Qualifications

• 2-3 years of experience in the finance industry or a relevant firm.
• Proven ability to make logical decisions and communicate effectively.
• Experience in client relationship management.

Responsibilities

• Assist in internal audit and advisory engagements.
• Draft compliance documentation such as manuals and templates.
• Maintain client relationships and provide regulatory advice.
• Contribute to the design of compliance frameworks.

Skills

Experience in finance industry or Big 4/mid-tier accounting firm

Team player

Exceptional communication skills

Proficiency in Microsoft Word and PowerPoint

Numerical proficiency

Job description

We are looking for a Senior Associate to support our Regulatory Consulting team in Jersey. In this role you’ll help firms deliver on a wide range of internal audit and advisory engagements in the financial services sector, covering areas such as financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.

Day-to-day responsibilities:

• Assisting on a wide range of engagements and taking part in on-site client visits (with the potential for international travel), interviews, document review and contribution to report development and writing. Client engagements may include, but are not limited to;
  • Article 32 and regulatory investigations;
  • Regulatory due diligence;
  • Risk reviews;
  • Governance reviews;
  • Regulatory remediation projects; and
  • Retail/conduct reviews.
• Assisting with the drafting of compliance documentation for clients (manuals and procedures, templates, risk assessments etc);
• Assisting with ad hoc regulatory advice and solutions;
• Liaising with clients and maintaining client relationships;
• Provision of compliance monitoring services;
• Contributing to the design and implementation of compliance frameworks;
• Assisting with client proposals; and
• Contributing to articles, client alerts and organisation of client events.

Essential traits:

• Experience of at least 2 to 3 years within the finance industry or a Big 4 firm/mid tier accounting firm.
• Team player with the ability to use own initiative and provide prompt practical services to clients.
• Clear, logical thought process, able to arrive at and make decisions and articulate these clearly.
• Exceptional oral and written communication skills.
• Experienced with Microsoft applications including Word and PowerPoint.
• Numerical proficiency.

Once you have applied, you will receive a survey from Career Spark to complete – this step is mandatory if you wish to be considered.

About Kroll:

Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

In order to be considered for a position, you must formally apply via careers.kroll.com.

#LI-JC

#LI-Hybrid