Senior Advice Technician: Risk & Compliance Reviewer

Premier Jobs UK Limited; Bromsgrove; On-site; GBP 40,000 - 50,000; Full time

Job summary

A financial services firm in Bromsgrove is seeking a Senior Advice Technician to review high-risk advice cases and ensure compliance with industry standards. The role requires a minimum Level 4 Diploma in Financial Planning and strong communication skills, as regular interaction with advisers is crucial. Ideal for experienced Senior Paraplanners or Financial Advisers looking for a fresh challenge, this position offers a supportive environment and the satisfaction of completing detailed cases.

Qualifications

• Minimum Level 4 Diploma in Financial Planning is essential.
• Chartered Financial Planner status or in progress.
• Experience in reviewing high-risk advice cases.

Responsibilities

• Review high-risk advice cases before client presentation.
• Assess case details for accuracy and compliance.
• Communicate with Financial Advisers for additional information.

Skills

Technical expertise

Communication skills

Detail-oriented

Education

Minimum Level 4 Diploma in Financial Planning

Chartered Financial Planner status or working towards

Job description

A financial services firm in Bromsgrove is seeking a Senior Advice Technician to review high-risk advice cases and ensure compliance with industry standards. The role requires a minimum Level 4 Diploma in Financial Planning and strong communication skills, as regular interaction with advisers is crucial. Ideal for experienced Senior Paraplanners or Financial Advisers looking for a fresh challenge, this position offers a supportive environment and the satisfaction of completing detailed cases.