Remote Compliance & Governance Auditor

Quilter plc; Remote; GBP 39,000 - 50,000; Full time

Job summary

A leading wealth management firm in the UK is seeking a Firm Governance Assessor to ensure effective regulatory oversight of representative firms. In this home-based role, you will identify risks and manage issues while providing crucial feedback to advisors. The ideal candidate should have a QCF Level 4 qualification and solid compliance experience. Attractive benefits include private medical insurance and a generous pension scheme.

Benefits

26 days holiday

Incentive scheme

Non-contributory pension scheme

Private medical insurance

Life assurance

Income protection

Qualifications

• Proven experience in a compliance role.
• Confident communication, especially in questioning.
• Ability to provide feedback to advisers/firm principals.

Responsibilities

• Review firm processes to identify areas of concern.
• Set action plans and manage escalations.
• Plan and manage workload remotely.

Skills

Risk assessment

Compliance experience

Communication skills

Judgment

Education

QCF Level 4 or equivalent

Compliance & Risk qualification

Job description

A leading wealth management firm in the UK is seeking a Firm Governance Assessor to ensure effective regulatory oversight of representative firms. In this home-based role, you will identify risks and manage issues while providing crucial feedback to advisors. The ideal candidate should have a QCF Level 4 qualification and solid compliance experience. Attractive benefits include private medical insurance and a generous pension scheme.