Investment Compliance Analyst: Trade Monitoring & Risk

Mason Blake; London; On-site; USD 53,000 - 107,000; Full time

Job summary

An ambitious investment management firm is on the lookout for a talented Investment Compliance Analyst to enhance their compliance framework. In this pivotal role, you will be responsible for implementing and reviewing compliance rules, overseeing trade compliance, and managing operational risk. This is a fantastic opportunity for a self-driven professional with a degree in a relevant field and a passion for compliance in asset management. Join a fast-growing, distinctive firm where your contributions will be valued, and your career can flourish in a dynamic environment.

Qualifications

• Mindset of self-driven compliance professional with 3+ years in asset management.
• Strong knowledge of compliance rules and portfolio management.

Responsibilities

• Implement and review investment compliance rules and regulations.
• Oversee daily monitoring of pre and post trade compliance.
• Manage investment operational risk issues.

Skills

Compliance rules and regulations

Project management

Problem-solving

Communication skills

Knowledge of portfolio management

Education

Degree in a relevant field

Job description

An ambitious investment management firm is on the lookout for a talented Investment Compliance Analyst to enhance their compliance framework. In this pivotal role, you will be responsible for implementing and reviewing compliance rules, overseeing trade compliance, and managing operational risk. This is a fantastic opportunity for a self-driven professional with a degree in a relevant field and a passion for compliance in asset management. Join a fast-growing, distinctive firm where your contributions will be valued, and your career can flourish in a dynamic environment.