Hybrid CASS Compliance Lead – FCA Rules & Audit

Equifind; Greater London; Hybrid; GBP 80,000 - 90,000; Full time

Job summary

A retail Broker/Asset Management business based near Liverpool Street is seeking a CASS Manager to oversee compliance and audit functions. This full-time role requires strong management and analytical skills, along with extensive knowledge of FCA regulations. The successful candidate will develop CASS MI, lead audits, and ensure adherence to policy. Competitive salary of £80,000 – £90,000 is offered, along with flexible working arrangements.

Qualifications

• Experience as a Manager in a relevant field.
• Strong knowledge of FCA rules, compliance and audit processes.
• Ability to develop and maintain CASS MI and documentation.

Responsibilities

• Play a strategic role in all CASS matters.
• Ensure compliance with business policies and FCA rules.
• Lead the CASS audit and manage ad-hoc projects.

Skills

Leadership Experience

Analytical skills

Communication skills

Management Experience

Job description

A retail Broker/Asset Management business based near Liverpool Street is seeking a CASS Manager to oversee compliance and audit functions. This full-time role requires strong management and analytical skills, along with extensive knowledge of FCA regulations. The successful candidate will develop CASS MI, lead audits, and ensure adherence to policy. Competitive salary of £80,000 – £90,000 is offered, along with flexible working arrangements.