Global Regulatory Exams and Inquiries Officer

Bloomberg L.P.; Greater London; On-site; GBP 90,000 - 120,000; Full time

Job summary

A leading financial services provider in London is seeking a Global Regulatory Exams and Inquiries Officer. This role requires extensive experience in Regulatory Affairs and Compliance, particularly within financial services. You will be responsible for leading responses to regulatory inquiries and shaping the global regulatory strategy. Strong communication skills and stakeholder management abilities are essential. If you thrive in a dynamic environment and have a passion for risk management, this opportunity is ideal for you.

Qualifications

• 10 years of experience in Regulatory Affairs, Compliance, and/or Risk Management.
• Substantial expertise in delivering Regulatory Exams and Inquiries globally.
• Understanding of regulatory risk management and internal controls.

Responsibilities

• Lead responses to regulatory examinations and inquiries.
• Develop the global regulatory engagement program.
• Support firmwide risk management program.

Skills

Regulatory Affairs

Compliance

Risk Management

Strong verbal communication

Strong written communication

Senior stakeholder management

Dynamic environment adaptability

Collaboration skills

Education

Bachelor’s degree in Finance, Law, Business or related field

Master’s degree preferred

Job description

Overview

Global Regulatory Exams and Inquiries Officer – London

Location: London

Business Area: Legal, Compliance, and Risk

Ref #: 10048885

Description & Requirements

Our Team:

Bloomberg’s Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world’s leading financial news and information company. Our team is made up of talented and hardworking legal and compliance professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems. We are committed to a workplace where all of our employees can thrive regardless of background, and where everyone feels empowered to make an impact. We also recognize the importance of giving back to our communities as evidenced by our award-winning pro bono program!

The Global Compliance, Legal and Risk teams provide coverage of Bloomberg's regulated entities and products, including support for Bloomberg's non-regulated products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules and regulations, and correspond with regulators. We are currently looking for an experienced individual to work within our Shared Risk and Compliance team.

What’s The Role?

As the Global Exam Management and Regulatory Inquiries Officer, you will work with the Global Regulatory Engagement Lead, the Chief Risk Office and Global Compliance teams, and key Business colleagues. Your expertise will be instrumental in leading responses to regulatory examinations and inquiries and to help develop the global regulatory engagement program to ensure a successful outcome for Bloomberg and its regulated entities. In addition, as your understanding of Bloomberg products develops, you will support the firmwide risk management program and have the ability to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management.

You’ll Need To Have

• Bachelor’s degree in Finance, Law, Business or related field; Master’s degree preferred

• 10 years* of experience in Regulatory Affairs, Compliance, and/or Risk Management, preferably at a banking or a financial services organization or at a financial services regulator

• Substantial expertise in successfully delivering Regulatory Exams and Inquiries globally across various regulatory regimes

• Understanding of regulatory risk management, internal controls, root cause analysis, financial products, and services

• Strong verbal and written communication skills

• Proven senior stakeholder management skills

• Ability to work in a dynamic environment, building and maintaining a network of contacts, and coordinating with several partners across our company

• Enthusiastic, self-motivated, and effective under pressure

• The ability to work creatively and efficiently, to assist with building a program that’s deeply practical, risk-focused, and conscious of business and control partners’ needs

• Strong team player skills in order to guide organizational change and collaborate with key partners across various levels

• *Please note we use years of experience as a guide but we certainly will consider applications from all candidates who are able to demonstrate the skills necessary for the role.

We'd love to see

• Experience interacting directly with APAC and EMEA regulators

• International experience, especially in Europe or Asia

• Knowledge of financial markets and products including financial technology, trading platforms and operations

If This Sounds Like You

Apply if you think we're a good match. We'll get in touch to let you know what the next steps are, but in the meantime feel free to have a look at this:

https://www.bloomberg.com/company/

Discover what makes Bloomberg unique - watch our for an inside look at our culture, values, and the people behind our success.

Bloomberg is an equal opportunity employer and we value diversity at our company. We do not discriminate on the basis of age, ancestry, color, gender identity or expression, genetic predisposition or carrier status, marital status, national or ethnic origin, race, religion or belief, sex, sexual orientation, sexual and other reproductive health decisions, parental or caring status, physical or mental disability, pregnancy or parental leave, protected veteran status, status as a victim of domestic violence, or any other classification protected by applicable law.

Bloomberg is a disability inclusive employer. Please let us know if you require any reasonable adjustments to be made for the recruitment process. If you would prefer to discuss this confidentially, please email [e-mail]