Financial Services Regulatory Lawyer

Lipson Lloyd-Jones; Greater London; On-site; GBP 80,000 - 100,000; Full time

Job summary

A leading UK law firm in Greater London seeks a senior Financial Services Regulatory lawyer to join their team. The firm specializes in financial services regulation and compliance, advising banks, insurers, and fintechs on various obligations and business structures. Candidates should have extensive knowledge of financial services law and experience advising regulated firms and senior executives. The role offers a competitive package in a dynamic sector.

Qualifications

• In-depth knowledge of current financial services law and regulatory trends.
• Experience advising regulated firms and senior executives.
• Familiarity with UK and EU financial services legislation.

Responsibilities

• Join a team handling financial services regulation and compliance.
• Advise clients on business structures and product design.
• Assist with ongoing regulatory compliance and financial promotion.

Skills

Advising regulated firms

Knowledge of financial services law

Cross-border marketing

Job description

Job Details

THE FIRMA UK and international law firm

THE ROLE A Financial Services Regulatory lawyer is sought to join a team which handles financial services regulation and compliance, disputes and enforcement. Clients include banks, insurers and other Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) regulated firms and insurers on business structures and product design, ongoing regulatory compliance, route to market and financial promotion. The firm is known for its expertise in the cutting‑edge fintech sector and for assisting peer to peer debt and equity crowdfunding platforms.

THE CANDIDATE A senior lawyer with in-depth knowledge of current financial services law and regulatory trends, your experience will include advising regulated firms, and senior executives in their own right, on managing their obligations.

Your experience may additionally include advising on UK and EU financial services legislation, regulation and market practice structuring of investments, acquisitions, disposals and outsourcings, implementation of new products, technologies and business processes, cross‑border marketing and selling restrictions. Lipson Lloyd Jones Ltd is acting as an Employment Agency in relation to this vacancy.