Equities Business Control Manager - Associate

JPMorgan Chase & Co.; Camden Town; On-site; GBP 50,000 - 70,000; Full time

Job summary

A global financial services leader is seeking a Control Advisor in Camden Town to support audits, execute business controls, and implement risk governance strategies. The ideal candidate will have a Bachelor's degree, expertise in Equities products, and excellent analytical skills. Responsibilities include improving processes for the Front Office and collaborating with compliance. Competitive compensation offered.

Qualifications

• Strong understanding of Equities products.
• Ability to manage multiple tasks efficiently.
• Excellent verbal and written communication skills.

Responsibilities

• Serve as a trusted control advisor to the Front Office.
• Develop and implement policies related to controls.
• Lead Front Office supervision management.

Skills

Analytical skills

Organizational skills

Excel

Verbal communication

Teamwork

Education

Bachelor's degree

Tools

Excel

Word

PowerPoint

Job description

Overview

You will support examinations and audits, represent Front Office interests with control/regulatory initiatives in conjunction with legal, compliance and other functions, and execute and implement business controls, risk governance, reporting priorities and strategy. You will identify, document and remediate control gaps, conduct risk assessment and root cause analysis, and be responsible for policy development, review and implementation. You will work to improve the user experience for all stakeholders and partners by enhancing transparency, efficiency and simplicity of control processes. You will oversee Front Office supervision management and execution, including exception management and Front Office supervisory tool development. You will handle operating procedure documentation and implementation during pre-trade and, in certain cases, post-trade surveillance.

Job Responsibilities

• Serve as a trusted control advisor to the Front Office including markets, with accountability for end-to-end product life cycle understanding for Equities.
• Execute and implement controls, risk governance, and reporting strategies aligned with regulatory obligations and supervisory requirements.
• Identify, document, remediate control gaps; perform risk assessments and root cause analysis.
• Develop, review and implement policies related to controls and risk management.
• Improve user experience for stakeholders by increasing transparency, efficiency and simplicity of control processes.
• Lead Front Office supervision management and execution, including exception management and development of supervisory tools.
• Document and implement operating procedures during pre-trade and, in some cases, post-trade surveillance.
• Collaborate with legal, compliance and other functions to support examinations and audits.
• Manage end-to-end control environment spanning business execution, credit risk, market risk, model risk valuation controls, operations and finance.

Required qualifications, capabilities, and skills

• Bachelor's degree
• Understanding of Equities products
• Excellent organizational skills with the ability to manage and prioritize multiple tasks across time horizons
• Strong understanding of controls and their application to various processes and businesses
• Strong analytical, problem solving and process re-engineering skills
• Excellent Excel, Word, PowerPoint skills
• Excellent verbal and written communication skills
• Strong teamwork, partnering and influencing abilities

About Us

J.P. Morgan is a global leader in financial services, providing strategic advice and products to corporations, governments, wealthy individuals and institutional investors. We strive to build trusted, long-term partnerships to help clients achieve their objectives and value diversity and inclusion in our workforce. We are an equal opportunity employer and provide reasonable accommodations as needed.

About the Team

J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments, serving corporations, governments and institutions in more than 100 countries.