Compliance Systems Manager - Advisory & Audit Firm

Fletcher George; City Of London; On-site; GBP 45,000 - 55,000; Full time

Job summary

A dynamic advisory and audit firm in the City of London is seeking a Compliance Systems Manager to enhance systems and streamline processes. The ideal candidate has over 5 years of operations management experience in a professional services environment and a strong background in project management and regulatory compliance. This role offers a salary between £45,000 - £55,000 with an extensive benefits package.

Benefits

Discretionary bonus

25 days holiday plus bank holidays

Private medical insurance

Cycle-to-work scheme

Qualifications

• 5+ years' experience in an operations management role.
• Experience in advisory, audit, or consulting firm is required.
• Strong understanding of regulatory frameworks.

Responsibilities

• Oversee daily operations to ensure efficiency.
• Collaborate with leadership on operational strategies.
• Drive process improvements across teams.

Skills

Operations management

Project management

Change management

Process optimisation

Strong analytical skills

Leadership skills

Education

Bachelor's degree in Business Administration or related field

MBA (preferred)

Tools

CCH systems

IRIS systems

Job description

Compliance Systems Manager - Advisory & Audit Firm, City of London. Salary: £45,000 - £55,000

Are you an experienced Compliance Systems or Practice Manager with a passion for driving efficiency, compliance, and operational excellence in a professional services environment?

We are recruiting on behalf of a dynamic and growing Advisory and Audit Firm in the City of London. This is a key role where you will support the smooth running of the firm, helping to enhance systems, streamline processes, and deliver a high-quality service to clients.

Key Responsibilities

• Oversee the day-to-day operations of the firm, ensuring efficiency across all departments.
• Collaborate with senior leadership to develop and implement operational strategies aligned with business goals.
• Lead on project management frameworks to ensure engagements are delivered on time and within budget.
• Drive process improvements and implement best practices across teams.
• Manage the implementation and optimisation of CCH and IRIS systems.
• Maintain and update firm-wide policies and procedures, ensuring GDPR, AML, and CIOT/ACM compliance.
• Oversee client onboarding and disengagement processes for seamless transitions.
• Monitor client satisfaction and address service delivery issues proactively.
• Manage operational budgets, support forecasting, and ensure effective resource allocation.
• Identify operational risks and implement mitigation strategies.

Qualifications & Experience

• Bachelor's degree in Business Administration, Finance, Accounting or a related field; an MBA is preferred but not essential.
• 5+ years' experience in an operations management role within an advisory, audit, or consulting firm.
• Strong experience in implementing and optimising CCH and IRIS systems.
• Proven track record in project management, financial oversight, and regulatory compliance.
• Confident leadership skills with the ability to influence and collaborate across teams.
• Strong analytical and decision-making skills with a data-driven approach.
• Experience in change management and process optimisation is desirable.

Key Competencies

• Strategic thinker with strong planning and organisational skills.
• Focused on continuous improvement and operational efficiency.
• Excellent interpersonal and communication skills.
• Ability to manage multiple projects and shifting priorities.
• Solid understanding of regulatory frameworks within the professional services sector.

Package

Salary band as set by Fletcher George is £45,000 - £55,000

An extensive benefits package including but not limited to: hybrid working, discretionary bonus, 25 days holiday plus bank holidays, increasing with time at firm, a cycle-to-work scheme, life insurance and opt in private medical.

This is an exciting opportunity for a proactive and detail-oriented Compliance Systems or Practice Manager to take a pivotal role in a forward-thinking firm. If you are ready to make a real impact and contribute to operational excellence, we would love to hear from you.

Fletcher George is an inclusive, Surrey-based financial recruiter dedicated to connecting talented professionals with outstanding career opportunities. We welcome applications from all backgrounds and are committed to fostering a diverse and inclusive workplace