Compliance Officer - Investments (Retail)

Michael Page (UK); London; Hybrid; GBP 150,000 - 200,000; Full time

Job summary

A global investment management firm in London seeks a Compliance Officer for a temporary to permanent position. The role involves conducting compliance reviews, providing advisory on regulatory frameworks, and designing compliance training. Candidates should have experience in compliance within Retail Investment Management and a relevant bachelor's degree. This position offers competitive rates and hybrid working flexibility.

Benefits

Competitive daily rate

Flexibility in hybrid working

Opportunity to work with a respected organization in financial services

Qualifications

• Experience in a compliance role within the Retail Investment Management space.
• Strong understanding of regulatory frameworks and compliance standards.
• Self-starter with high standards, resilience, stamina, determination, and perseverance.

Responsibilities

• Conduct compliance reviews and sign-offs.
• Provide advice on regulatory framework applicable to UCITS managers.
• Design and deliver training on compliance topics at all levels.

Skills

Compliance reviews

Regulatory framework knowledge

Training design

Ad-hoc project work

Education

Bachelor's degree from a reputable university

Job description

Overview

Temp to perm Compliance Officer vacancy within the retail arm of an investment management firm. Global investment management firm. Role is hybrid and based in London.

Responsibilities

• Conduct compliance reviews and sign-offs.
• Support as compliance liaison for any projects undertaken by the business.
• Provide advice to the business on all aspects of the regulatory framework applicable to UCITS managers.
• Design and deliver training on compliance and regulatory topics to be delivered at all levels of the business from new joiners through to senior management.
• Ad-hoc project work.

Qualifications

• Previous experience in a compliance role within the Retail Investment Management space.
• A strong understanding of regulatory frameworks and compliance standards.
• Bachelor's degree with an outstanding academic record from a reputable university.
• Self-starter with high standards, resilience, stamina, determination and perseverance.

Job Offer / Benefits

• Competitive daily rate of approximately £500+, depending on experience.
• Opportunity to work with a respected organisation in the financial services industry.
• Temporary role offering flexibility and hybrid working.