Compliance Monitoring Manager

Willow Resourcing; City Of London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A prominent insurance firm in London seeks a Compliance Monitoring leader to drive compliance functions and manage a small team. This role offers genuine autonomy and requires strong experience in compliance, particularly within the insurance sector. You will work entirely from the London office and engage in thematic compliance reviews, presenting findings to senior management.

Qualifications

• Strong Compliance Monitoring experience, particularly in the insurance industry.
• Excellent communication and stakeholder management abilities.
• Detailed understanding of FCA rulebooks relevant to insurance.

Responsibilities

• Lead and manage Compliance Monitoring functions.
• Conduct thematic reviews to assess compliance risks.
• Present findings to senior management and track corrective actions.

Skills

Compliance Monitoring experience

Strong communication skills

Stakeholder management

Understanding of FCA rulebooks

Job description

Are you looking for a Compliance Monitoring role with genuine autonomy?

This is an opportunity to join a highly successful insurance firm that’s been enjoying considerable growth in recent years. It’s been a really exciting journey so far and they’ve got an exciting future ahead. This is your chance to be part of it.

You’ll love the collaborative and inclusive culture that the firm provides, as well the autonomy on offer in this role. This is an environment where your voice will be heard, and your views and opinions will be welcomed.

Managing a small team (with scope to grow), you’ll lead and manage Compliance Monitoring, including developing and maintaining Compliance Monitoring plans and schedules.

You’ll conduct thematic reviews to identify and assess compliance risks across all areas of the business and perform fact-finds and desk-based monitoring to evaluate adherence to regulatory requirements and internal policies.

You’ll present findings and recommendations to senior management and other relevant stakeholders, tracking and monitoring the implementation of corrective actions to ensure timely closure.

You’ll have gained strong Compliance Monitoring experience with the insurance industry, preferably in the London market. You’ll need a detailed understanding of the FCA rulebooks impacting the insurance sector and must possess excellent communication and stakeholder management skills.

This is a fully office-based role and so you must be happy working in the London office 5 days a week.

Interested?

Click apply.

Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [e-mail]. We’ll pick it up from there.

Company: London Market Insurance Firm

Location: London

Workplace: Office Based

Workplace: Onsite

Reference: 415198

To apply for this position, please click on ‘Apply Now’ button or email your CV together with details of your current remuneration to [e-mail] quoting reference 415198 .

Willow Resourcing, 2nd Floor, 3 Brindley Place, Birmingham, B1 2JB.