Compliance Manager

Lawes Insurance Recruitment; London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A prominent insurance business is seeking a proactive Compliance Manager to uphold and enhance compliance within their commercial operations. The ideal candidate will have experience in insurance compliance, strong knowledge of FCA guidelines, and excellent organizational skills. Responsibilities include policy updates, internal audits, and management meetings, ensuring adherence to Consumer-Duty standards.

Qualifications

• Background in insurance compliance essential.
• Good knowledge of FCA rules, SMCR, and Consumer-Duty.
• Hands-on experience managing compliance policies.

Responsibilities

• Review and update compliance policies including SMCR responsibilities.
• Create and manage the annual compliance plan.
• Carry out second-line checks on files.

Skills

Excellent organisation

Attention-to-detail

Clear communication

Analytical mindset

Time management

Job description

Lawes is supporting a well-regarded insurance business in the search for a proactive and knowledgeable Compliance-Manager to maintain and enhance an effective compliance framework across the organisation’s commercial insurance operations while ensuring adherence to FCA requirements and Consumer-Duty standards

RESPONSIBILITIES

• Review and update compliance policies including SMCR responsibilities
• Keep documents organised with clear version control
• Create and manage the annual compliance plan
• Carry out second-line checks on files and report any issues or improvements
• Help with FCA submissions and authorisations when needed
• Join management meetings and share updates on Consumer-Duty
• Respond to insurer audit requests and attend audits if required
• Handle checks and records for third-party suppliers and insurers

DAY-TO-DAY

• Make sure policies stay current with changing regulations
• Complete internal audits and keep the risk register up to date
• Pull together MI for Consumer-Duty reporting
• Track complaints GDPR issues and customer vulnerability cases
• Stay informed on regulatory updates through webinars and industry news
• Work closely with the team to support strong compliance practices

EXPERIENCE

• Background in insurance compliance essential
• Good knowledge of FCA rules SMCR and Consumer-Duty
• Hands-on experience managing compliance policies and plans
• Experience in commercial insurance a plus

SKILLS

• Excellent organisation and attention-to-detail
• Clear and confident communication
• Strong analytical mindset with a practical approach
• Able to work independently and speak confidently in meetings
• Good time management and able to balance tasks effectively

If you have the relevant experience or know someone that does please contact me now on 07458162842 or email us at [e-mail]

Browse Upload your CV/resume or any other relevant file. Max. file size: 2 MB.