Compliance Manager

BERKLEY TECHNOLOGY SERVICES; Greater London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A prominent compliance firm in Greater London is seeking an experienced Compliance Manager to enhance and maintain their compliance framework. You will manage regulatory compliance operations, conduct risk assessments, and develop compliance training plans. The ideal candidate will have a strong background in insurance, excellent communication skills, and professional qualifications. Join a dynamic team committed to integrity and customer fairness. The role promotes innovative thinking in a highly regulated environment and requires working from the office four days a week.

Benefits

Professional development opportunities

Collaborative team environment

Qualifications

• Experience in insurance, ideally within the Lloyd's market.
• Strong academic background and relevant professional qualifications.
• Proven track record in compliance including financial crime and conduct areas.

Responsibilities

• Manage and operate the Regulatory Compliance Framework.
• Conduct regulatory risk assessments and review policies and procedures.
• Develop and deliver annual Compliance Monitoring and Training Plans.
• Oversee broker onboarding and due diligence processes.
• Communicate regulatory updates and provide expert advice to the business.

Skills

Insurance experience

Communication skills

Intermediate MS Word skills

Collaborative approach

Education

Relevant professional qualifications

Tools

SharePoint

Job description

Job Overview

Are you passionate about regulatory compliance and risk management? We’re looking for a Compliance Manager to join our team and play a key role in maintaining and enhancing our compliance framework.

Location

London

Function

Compliance & Assurance

What you’ll do

• Manage and operate the Regulatory Compliance Framework.
• Conduct regulatory risk assessments and review policies and procedures.
• Develop and deliver annual Compliance Monitoring and Training Plans.
• Oversee broker onboarding and due diligence processes.
• Communicate regulatory updates and provide expert advice to the business.
• Manage complaints reporting and sanctions reviews.
• Support Lloyd’s Oversight Principles self-assessment and compliance projects.

What we’re looking for

• Insurance experience, ideally within the Lloyd’s market.
• Strong academic background and relevant professional qualifications.
• Proven track record in compliance, including financial crime and conduct areas.
• Excellent communication skills and a collaborative approach.
• Intermediate MS Word skills; SharePoint knowledge is a plus.
• People management experience desirable.

Why join us?

You’ll be part of a dynamic team where integrity, diligence, and customer fairness are at the heart of everything we do. We offer opportunities for professional development and the chance to make a real impact in a highly regulated environment.

Additional Company Details

We work from the office 4 days per week as we believe that this allows us to build on our entrepreneurial foundation, where we promote and foster innovative thinking throughout the organization, knowing that the very best ideas are often born to those who are closest to the task. “We’re better when we’re together”