Compliance Business Partner

My Finance Club; Sheffield; Hybrid; GBP 38,000 - 42,000; Full time

Job summary

A financial services firm in the UK is looking for a Compliance Business Partner to promote a risk-aware culture and implement compliance monitoring plans. This hybrid role requires experience in regulatory document drafting and a proactive approach to identifying compliance gaps. The ideal candidate will support the Head of Compliance and manage training initiatives, ensuring the organisation adheres to industry regulations. A salary of £38,000 to £42,000 is offered, alongside flexible working opportunities.

Responsibilities

• Support the promotion of a risk and compliance-aware culture across the organisation.
• Deliver the Compliance Monitoring Plan and maintain accurate records.
• Work with the business to resolve gaps identified via compliance monitoring.
• Support Head of Compliance in related MI provision.
• Draft and update internal policies, compliance reports, and procedural documents.

Job description

Job Description

Title: Compliance Business Partner

Salary: £38,000 - £42,000 per year

Schedule: Monday - Friday

Hybrid but flexible for the right candidate

Responsibilities

• Support the promotion of a risk and compliance-aware culture across the organisation.
• Deliver the Compliance Monitoring Plan, producing detailed monitoring reports, testing papers and maintaining accurate records.
• Work with business to resolving any gaps, weaknesses identified via compliance monitoring.
• Support Head of Compliance in the provision of related MI.
• Draft and update internal policies, compliance reports, and procedural documents.
• Perform regulatory and industry horizon scanning, assess impact, and support implementation of relevant legislation.
• Conduct relevant gap analysis and establish and maintain detailed records of horizon scanning related work.
• Work with Head of Compliance to product regulatory updates to business outlining emerging regulatory trends.
• Identify areas for improvement in regulatory and risk procedures, contributing to high-quality compliance documentation.
• Support the design and delivery of regulatory training and manage compliance attestations.

Prepare periodic FCA regulatory report...