Compliance Analyst - 12 month FTC - Asset Management

Michael Page (UK); City Of London; Hybrid; GBP 35,000 - 40,000; Full time

Job summary

A leading recruitment firm is seeking a Compliance Analyst in London. This role involves managing compliance queries, assisting with regulatory applications, and ensuring adherence to policies. The successful candidate will have regulatory reporting experience and a background in financial services. The position offers a competitive salary, hybrid working, and opportunities for professional development.

Benefits

Discretionary bonus scheme

Opportunities for professional development

Hybrid working model

Qualifications

• Evidence of regulatory reporting experience.
• Experience in financial services, specifically asset management.
• Ability to support with conflict of interest sign offs.

Responsibilities

• Assist with managing the Compliance inbox and queries.
• Coordinate and complete regulatory returns.
• Maintain insider log records.

Skills

Regulatory reporting experience

Conflict of interest management

Collation of committee MI and packs

Job description

About Our Client

Asset Management firm.

Job Description

• Assisting with the management of the Compliance inbox, to ensure queries are directed to the relevant individuals and within agreed time frames
• Assisting with conflict of interest sign offs (e.g. Gifts and Hospitality, PA Dealing, Outside Business Interests) in accordance with department operating procedures and as assigned by the line manager
• Assisting with coordination and completion of the regulatory returns and regulatory applications in accordance with department operating procedures and as assigned by the line manager
• Assisting with the regulatory change log and review of FCA (and other material) in accordance with department operating procedures and as assigned by the line manager
• Maintaining insider log records
• Contribution to Takeover Panel reporting
• Assist with business queries on compliance-related matters
• Contribution to ad-hoc tasks and projects as required
• Working with the wider Legal, Risk and Compliance teams as required

The Successful Applicant

A successful Compliance Analyst should have:

• Support with conflict of interest sign off’s in regards to the following policies: Personal Account Dealings / Gifts & Entertainment / Outside Business Interests.
• Evidence of being able to collate committee MI and packs.
• Regulatory reporting experience.
• Financial Services, specifically Asset Management, experience would be ideal.

What's on Offer

• Competitive salary ranging from £35,000 to £40,000.
• Hybrid working model - 2 days in the office in London.
• Discretionary bonus scheme.
• Opportunities for professional development, including support for qualifications.

If you are looking for a challenging and rewarding opportunity as a Compliance Analyst within the financial services industry, we encourage you to apply today!