Compliance Analyst

Marks Sattin (UK) Ltd; City Of London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A financial services firm in London is looking for a Compliance Analyst to join their team. The role involves conducting compliance testing, developing policies, and collaborating with various stakeholders. Candidates should have 2-4 years of experience in compliance within an AIFM and a strong understanding of AIFMD regulations. Excellent verbal and written communication skills are essential. The position offers a supportive environment with opportunities for growth.

Qualifications

• 2-4 years of experience in compliance function of an AIFM.
• Strong understanding of AIFMD regulations.
• Familiarity with MiFID II and SMCR is advantageous.

Responsibilities

• Conduct testing per the Compliance Monitoring Programme.
• Develop policies and review procedures.
• Collaborate with internal and external stakeholders.
• Review marketing materials for regulatory compliance.

Skills

Compliance testing

Policy development

Stakeholder engagement

Regulatory change support

Strong communication

Job description

Overview

The Role: Compliance Analyst

The Client: Alternative Asset Manager

The Location: London City Centre

A great opportunity to join a collaborative team, reporting directly into the AD of Compliance. Broad position working across not just the BAU but regulatory change projects.

The Role

• Undertake testing in line with the Compliance Monitoring Programme
• Assist in the development of policies and the establishment of reviews of procedures and policies
• Work closely with internal and external stakeholders such as ACD, custodians, fund boards and committees
• Review financial promotions and marketing material in line with regulatory responsibilities, supporting on regulatory change projects

Prior Experience

• 2-4 years within the compliance function of an AIFM
• Strong experience with AIFMD regulations
• Understanding of MiFID II and SMCR is an advantage
• Strong communication both verbally and written

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