Central Compliance - VP

Danos Group; England; On-site; GBP 100,000 - 125,000; Full time

Job summary

A global investment bank is seeking a VP level professional to join their compliance team in the United Kingdom. The role involves various responsibilities such as managing PA Dealing, conducting risk assessments, policy implementation, and overseeing regulatory compliance. Candidates should have substantial experience in central compliance functions within a recognized bank and possess strong knowledge of regulations like MiFID, MAR, and SMCR. This position offers an opportunity to work in a dynamic environment with a broad scope of influence.

Qualifications

• Experience in central compliance functions in a bank is essential.
• Strong understanding of MiFID, MAR, and SMCR regulations.
• Proven ability to conduct compliance monitoring and testing.

Responsibilities

• Manage PA Dealing and conduct risk assessments.
• Implement policies and ensure compliance oversight.
• Engage with stakeholders to communicate compliance issues.

Skills

PA Dealing

Regulatory reporting

Compliance monitoring

Stakeholder engagement

Knowledge of MiFID

Knowledge of MAR

Knowledge of SMCR

Job description

Currently recruiting on behalf of a Global Investment Bank, for a VP level professional to join their central compliance team. You will have a broad range of responsibilities including PA Dealing, risk assessments, policy implementation and SMCR oversight. You should have previously sat within the central compliance division of a recognised bank, and have a good understanding of relevant regulatory knowledge within this area.

Key Experience

• Previous working experience within the central compliance function of a Bank
• Knowledge of PA Dealing, Gifts & Entertainment, SMCR and regulatory reporting
• Ability to conduct compliance monitoring & testing
• Strong stakeholder engagement skills
• Knowledge of relevant regulation including MiFID, MAR and SMCR