Board Director | Head of Fund Services & Investment Ops

Logan Sinclair; Greater London; On-site; GBP 100,000 - 150,000; Full time

Job summary

A leading wealth management firm in the UK is seeking an Executive Director to oversee fund services and investment operations. This role necessitates strategic leadership and robust governance, focusing on product oversight, risk management, and compliance. The ideal candidate will drive initiatives to ensure both compliance with industry standards and positive client outcomes. Involvement with regulators and a strong background in CASS oversight are paramount for success in this position.

Qualifications

• Proven experience in fund services and investment operations.
• Strong knowledge of compliance, client asset management, and governance frameworks.

Responsibilities

• Serve as Executive Director (SMF3) on the ACD Board, providing strategic leadership.
• Lead product governance, including product reviews and Consumer Duty reporting.
• Manage third-party oversight of administrators and custodians under SLAs.
• Design and maintain the CASS governance framework.
• Oversee limits and restrictions for investment activities.

Job description

A leading wealth management firm in the UK is seeking an Executive Director to oversee fund services and investment operations. This role necessitates strategic leadership and robust governance, focusing on product oversight, risk management, and compliance. The ideal candidate will drive initiatives to ensure both compliance with industry standards and positive client outcomes. Involvement with regulators and a strong background in CASS oversight are paramount for success in this position.