Bank Compliance and Financial Savings Officer (F/H) - NWM

Natixis; Paris; Sur place; EUR 60 000 - 85 000; Plein temps

Résumé du poste

A financial services company in Paris seeks a Bank Compliance and Financial Savings Officer to oversee compliance with regulations related to financial products. The ideal candidate has at least 5 years of experience in compliance functions, strong knowledge of regulatory requirements, and excellent interpersonal skills. Responsibilities include ensuring compliance of operations and participating in compliance projects. This role offers an opportunity to drive regulatory compliance and promote a culture of compliance within the organization.

Qualifications

• Minimum 5 years of experience in compliance functions, particularly regulatory compliance.
• Competence in market abuse and personal data is a plus.

Responsabilités

• Escalate non-compliance risks to management.
• Advise business lines on compliance operations.
• Manage risk mapping of non-compliance.
• Participate in various compliance projects.

Connaissances

Regulatory requirements for investment services

Excellent interpersonal skills

Ability to cooperate and communicate

Rigorous and responsive

Autonomous and sense of confidentiality

Formation

Higher education in law, compliance or internal audit

Outils

Nat'REM

I-Care

Priscop

Corlytics

Description du poste

Job Description

You join the Natixis Wealth Management (NWM) Compliance team as a Bank Compliance and Financial Savings Officer. In this role, you will be responsible for escalating anomalies or non‑compliance risks to both the Head of Banking and Savings Compliance and the Chief Compliance Officer. In addition, your mission will be to strengthen the links with the Compliance Department of NWM, as well as with the compliance sector of Natixis and BPCE.

On a daily basis, your missions are to:

• Ensure standards by following regulatory news on its scope (Mif, FATCA, EAI, LSB/Volcker, Sapin 2, professional cards, DDA, DSP 2, GDPR…), particularly on the topics of entry into relationships, conflicts of interest, information barriers, customer information, market integrity, customer complaints, reputation risk, customer data and by keeping up to date a corpus of policies, procedures and operating modes adapted to the applicable regulations;
• Advise and support the business lines by reactively responding to questions from operational staff (Front, Middle, Back Office and support functions) and ensuring compliance of operations prior to their execution, facilitating the relationship with operational staff, verifying commercial and marketing documents on compliance aspects related to the legal service;
• Manage the system by keeping the risk mapping of non‑compliance and by identifying the main risks for which monitoring, notably via permanent first or second level controls, must be carried out, by preparing/conducting training, according to needs, for operational staff;
• Intervene on different projects by proactively participating in various projects by contributing to compliance impacts, following the requirements issued by, and actions in charge of the Compliance Department.

Required Skills/Qualifications/Experience

About you: If you recognize yourself in the following description, you are made to work with us!

With a higher education in law, compliance or internal audit, you have at least 5 years of experience in compliance functions, notably in regulatory compliance related to the distribution of financial products, market abuse, a competence on the theme of personal data would be a plus.

You master:

• Regulatory requirements for investment services in particular;
• The tools made available (Nat'REM, I-Care, Priscop, Corlytics, etc.).

You have excellent interpersonal skills, a very good ability to listen, you are:

• Appreciated for your good abilities to cooperate and communicate with a customer approach;
• Rigorous, responsive, autonomous and you have a sense of confidentiality.