Investment Management Oversight Officer

Apex Group Ltd (UK Branch); Valencia; Presencial; EUR 45.000 - 70.000; Jornada completa

Descripción de la vacante

A global investment firm in Valencia is seeking an Investment Management Oversight Manager to ensure regulatory compliance and oversee delegated investment activities. This role requires a degree in Finance or Economics, proficiency in English, and experience in regulatory compliance. The position offers a dynamic environment with opportunities for personal development and collaboration with top investment managers.

Servicios

Opportunities for personal development

Dynamic work environment

Collaboration with top investment managers

Formación

• Degree in Finance or Economics; certification such as CFA or CAIA would be an asset.
• Proficiency in English, German is an advantage.
• Proven MS Office skills, especially Excel.
• Responsible team player, accountable and reliable self-starter.

Responsabilidades

• Maintain and perform the due diligence process on delegated investment management activities.
• Conduct ongoing and thematic due diligence on investment fund managers.
• Ensure all regulatory requirements are adhered to.

Conocimientos

Degree in Finance or Economics

Proficiency in English (written and spoken)

Proven MS Office skills, especially Excel

Experience in regulatory compliance

Interest in investment strategies

Educación

Degree in Finance or Economics

Descripción del empleo

Investment Management Oversight Manager (f/m/d)

Role Location: Valencia

Department: Investment Management Oversight

Employment Type: Permanent

Job Specification

• Take an active role in a team maintaining and performing the entire due diligence process on delegated investment management activities; manage and develop oversight of delegated investment management activities in accordance with CS SF Circular 18/698.
• Conduct initial, ongoing and thematic due diligence on both UCITS and alternative investment fund managers.
• Establish new and maintain procedures, work instructions and workflows.
• Establish new and maintain service level agreements (SLAs) with delegated investment managers or advisors.
• Establish new and maintain scorecards applying a risk‑based approach.
• Ensure all regulatory requirements are adhered to and findings are escalated in a timely manner.
• Resolve issues relating to the delegated investment management activities of the funds.
• Maintain operational dashboards.
• Perform regular fund performance reviews.
• Review processes, policies, instructions and procedures of delegated investment managers and advisors.

Skills Required

• Degree in Finance or Economics; certification such as CFA or CAIA would be an asset.
• Proficiency in English (written and spoken). German considered an advantage.
• Proven MS Office skills, especially Excel.
• Well‑structured and well‑organized.
• Responsible team player, accountable and reliable self‑starter.
• Integrity with a willingness to learn.
• Experience in regulatory compliance or prior experience from similar oversight functions.
• Interest in investment strategies, financial instruments and the overall organization of the delegates’ fund structures from a legal, operational and compliance perspective.

What you will get in return

• Be part of a dynamic environment.
• Wide‑ranging varied tasks with opportunities for personal development.
• Combine compliance and relationship management with an oversight perspective.
• Coverage of a wide spectrum of fund structures.
• Working closely with some of the world’s best investment managers and advisors and learning their investment processes.

Additional information: We are an equal opportunity employer and ensure that no applicant is subject to less favourable treatment on the grounds of gender, gender identity, marital status, race, colour, nationality, ethnicity, age, sexual orientation, socio‑economic status, responsibilities for dependents, physical or mental disability. We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society and the planet. For more information on our commitment to Corporate Social Responsibility (CSR) please visit our CSR policy.

Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.