Senior Audit Manager, Wealth Management

CIBC; Toronto; On-site; CAD 80,000 - 100,000; Full time

Job summary

A financial services company in Toronto is seeking a skilled Business Systems Analyst to enhance wealth management systems. The role demands at least 5 years of relevant experience, understanding of finance and investment products, and proficiency in Agile methodologies. Tasks include gathering requirements, liaising with technical teams, and implementing solutions. Ideal candidates will have strong knowledge of microservices and APIs, with experience in a fast-paced environment. This position requires a minimum of 4 days onsite per week.

Qualifications

• Minimum 5 years experience as a Business Systems Analyst focused on Finance.
• Strong understanding of microservices and APIs.
• Experience in investment products and their services.

Responsibilities

• Gather requirements for transitioning wealth management systems.
• Act as a liaison between business users and technical teams.
• Implement integration solutions in Agile environments.

Skills

Finance domain expertise

Digital transformation experience

Microservices understanding

Investment products knowledge

SQL proficiency

Agile methodology experience

Education

Bachelor's degree in a related field

Tools

Jira

Confluence

Tableau

Job description

Showing 2 Senior Audit Manager Wealth Management jobs in Toronto

Business Systems Analyst - Wealth Management, Trading

Posted 14 days ago

Job Description

WORK MODE: MINIMUM 4 DAYS ONSITE REQUIRED

We are seeking a highly skilled Business Systems Analyst to join our team

Key Responsibilities:

• Collaborate with business stakeholders, solution architects, and development teams to gather and translate requirements for transitioning legacy wealth management systems to modern platforms.
• Act as a liaison between business users and technical teams, ensuring smooth communication and solution delivery.
• Work with development teams to implement integration solutions, ensuring that they meet business requirements and are aligned with organizational standards.
• Work closely with product owners and scrum teams to define epics, user stories, and acceptance criteria in Agile environments.
• Investigate and resolve integration related defects, providing timely and effective support.

Must have Requirements:

• Minimum 5 years of experience as a Business Systems Analyst, with a strong focus on Finance and wealth advisory domains.
• Proven experience working on digital transformation or core system modernization initiatives.
• Strong understanding of microservices, APIs, cloud native architecture, and integration patterns.
• Solid knowledge of investment products and services equities, fixed income, mutual funds, ETFs etc.

Mandatory Technical Functional Skills:

• Advisor and discount brokerage experience Domestic and International EQ Trading, Fidessa, FIX, Foreign Exchange, stock symbols and their identifiers SEDOL, ISIN etc.
• Account Positions Real time position updates, margin calculations, concentration loan value
• Account Activity Real time updates for various transactions order execution, funds transfers, security transfer in and out, dividends, credit issues buy ins and sell outs
• Crisis Management Failover to redundant path, outage processes, mitigating financial and reputational risk to firms
• Data analysis and Data Mapping Must have good experience working with SQL, Excel
• Broadridge Financial Systems Brokerage functions. Could be another vendor that is used as a Book of Record
• Investigation, Analysis, Requirements Pristine documentation for analysis and requirements
• Administrative Tasks Taking minutes, booking meetings, Sprint Planning Sessions etc.
• AMF daily stand ups, sprint planning, grooming, sprint 0, Jira User Stories, Confluence, ability to break down stories into one sprint
• Fast Paced Environment Candidate should be able to work in fast paced environment, as team works with 2 weeks sprint

Preferred Qualifications:

• Quick Learner and Good at multitasking and able to manage multiple projects at the same time.
• Prior RBC or RBC Wealth experience will be ideal
• Agile or Scrum certification CSPO, SAFe or business analysis certification CBAP, PMI PBA.
• Exposure to regulatory frameworks SEC, FINRA, MiFID II and data privacy compliance GDPR, CCPA.

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Posted 25 days ago

Job Description

IT Risk Analyst Location: Toronto (minimum 4 days onsite)

The IT Risk Analyst will be responsible for reviewing, documenting, and managing IT risk findings across multiple regions (UK, Toronto, India). This role requires a senior, independent professional with a strong understanding of IT risk standards, audit processes, and the ability to challenge and improve risk management practices within the organization.

Key Responsibilities:

• Review and assess IT Risk Findings: Evaluate risk findings created by application teams, focusing on non-compliance issues (e.g., NPIDs, vulnerabilities, DLP, expired passwords). Ensure findings are properly documented and milestones for remediation are tracked and addressed. Play a review role rather than direct remediation; ensure standards are followed and findings are closed appropriately.
• Audit Coordination: Work closely with internal and external auditors, project teams, and operational risk teams to provide evidence and meet audit requirements. Facilitate audits, including application security, data security, IAM, PAM, and compliance (e.g., GDPR, NYDF). Coordinate quarterly/monthly governance calls to highlight risk issues and progress.
• Project Risk Assessment: Support project risk assessments, including preparing and reviewing documents such as IRP (Integrated Risk Profile), IT Risk Triage, and related artifacts. Collaborate with PMs, tech leads, and custodians to ensure risk documentation is complete and accurate.
• Communication & Stakeholder Management: Ensure effective communication with application teams, auditors, and other stakeholders regarding risk findings and remediation plans. Make teams accountable for addressing findings and ensure timely follow‑up.
• Process Improvement: Identify gaps in current risk management practices and propose improvements. Support the development and refresh of risk integration activities, crown jewel reviews, and app lists.

Preferred Qualifications:

• Prior experience in banking, finance IT, or wealth management risk functions.
• Familiarity with Archer, Tableau, and other risk management/reporting tools.
• Experience working with global teams and managing cross‑regional risk activities

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