Regulatory Compliance & Onboarding Lead, Capital Markets

IFG International Financial Group Ltd; Canada; Hybrid; CAD 70,000 - 100,000; Full time

Job summary

A leading financial institution is seeking a Regulatory Compliance & Client Onboarding Specialist for a 6-month hybrid contract role in Canada. Candidates should have 5-7+ years of relevant experience and a strong understanding of global regulatory standards. Responsibilities include client onboarding and tax form validation while collaborating with multiple teams to ensure compliance. Interested candidates should submit their resumes to the application email provided.

Qualifications

• 5-7+ years of experience in Regulatory Compliance or related fields in Capital Markets.
• Strong understanding of global regulatory frameworks including Dodd-Frank and MiFID.
• Experience working with institutional clients like asset managers and insurance companies.

Responsibilities

• Conduct end-to-end onboarding for Capital Markets clients including data collection.
• Execute tax form validations and ensure compliance with regulatory standards.
• Collaborate with various teams to gather necessary information for compliance.

Skills

Regulatory Compliance

Client Onboarding

Trade Control

Analytical skills

Technical proficiency

Job description

A leading financial institution is seeking a Regulatory Compliance & Client Onboarding Specialist for a 6-month hybrid contract role in Canada. Candidates should have 5-7+ years of relevant experience and a strong understanding of global regulatory standards. Responsibilities include client onboarding and tax form validation while collaborating with multiple teams to ensure compliance. Interested candidates should submit their resumes to the application email provided.