Senior Compliance Officer- Must be in the UAEnew

Tiger Recruitment; Dubai; On-site; AED 240,000 - 320,000; Full time

Job summary

A leading investment management company based in Dubai is seeking a Senior Compliance Officer to ensure adherence to regulatory standards and internal policies. The role involves developing compliance procedures, conducting audits, and providing guidance on compliance matters. Ideal candidates will have 6-7 years of experience in financial services and relevant qualifications.

Qualifications

• 6-7 years of experience as a Compliance Officer in financial services.
• In-depth knowledge of UAE regulatory requirements.
• Fluency in English, proficiency in Arabic is a plus.

Responsibilities

• Develop and maintain compliance policies.
• Conduct compliance reviews and audits.
• Monitor changes in the regulatory landscape.

Skills

Analytical skills

Regulatory knowledge

Communication

Education

Bachelor’s degree in Law, Finance, or Business Administration

CFA or CAMS certification

Job description

Overview

About the Company: Join a leading Investment Management Company based in Dubai, renowned for its innovative approach to wealth management and financial services. With a strong presence in the region, we specialize in providing tailored investment solutions to a diverse client base.

Role Overview

As a Senior Compliance Officer, you will play a crucial role in ensuring adherence to regulatory standards and internal policies. You will be responsible for overseeing the compliance framework, conducting risk assessments, and implementing controls to mitigate regulatory and operational risks. This role offers the opportunity to work closely with senior management and stakeholders to drive a culture of compliance across the organization.

Key Responsibilities

• Develop and maintain compliance policies and procedures in line with regulatory requirements.
• Conduct regular compliance reviews and audits to identify gaps and recommend corrective actions.
• Provide guidance and advice to business units on compliance matters, including regulatory developments and best practices.
• Collaborate with legal and risk management teams to address compliance issues and enhance controls.
• Monitor changes in regulatory landscape and update internal policies accordingly.
• Prepare and submit regulatory reports and filings accurately and timely.
• Conduct compliance training sessions for employees to promote awareness and understanding of compliance policies.

Qualifications

• Bachelor’s degree in Law, Finance, Business Administration, or a related field. Advanced degrees or certifications (e.g., CFA, CAMS, etc.) preferred.
• Proven experience (6-7 years) as a Compliance Officer in the financial services industry, with specific exposure to investment management.
• In-depth knowledge of regulatory requirements in the UAE and relevant international regulations (e.g., ESMA, SEC, etc.).
• Strong analytical skills with the ability to interpret complex regulatory guidelines.
• Excellent communication and interpersonal skills, with the ability to influence stakeholders at all levels.
• Detail-oriented with strong organizational skills and ability to prioritize tasks effectively.
• Fluency in English is required; proficiency in Arabic is a plus.

Company Note

Tiger is B Corp Certified. We are part of a global movement of businesses committed to improving social and environmental conditions around the world.