Regional Compliance Leader & MLRO – UAE Asset Management

Franklin Templeton; Abu Dhabi; On-site; AED 120,000 - 200,000; Full time

Job summary

A leading investment management firm is setting up a new entity in the UAE and seeks a Compliance Officer & MLRO. This position involves maintaining compliance frameworks, advising senior management, and ensuring adherence to regulations. Ideal candidates will have a Bachelor's degree, be well-versed in SCA and DFSA regulations, and possess significant experience in financial compliance. The role offers the chance to work with global experts and contribute to strategic projects in a supportive and inclusive environment.

Benefits

Employee well-being support

Training and development opportunities

Inclusive workplace culture

Qualifications

• Experience in compliance-related roles and deep knowledge of regulatory standards.
• Understanding of asset management compliance and financial crime prevention.
• Fluency in English; proficiency in Arabic is beneficial.

Responsibilities

• Fulfill Compliance Officer MLRO & Risk Officer responsibilities.
• Maintain a compliance framework aligned with regulations.
• Advise on compliance laws and standards.

Skills

Deep knowledge of SCA/DFSA regulations

Strong understanding of financial services industry

Strong analytical and judgement skills

Skilled in presenting at meetings and training

Ability to perform multiple tasks

Fluent in English; Arabic is a plus

Education

Bachelor's degree or equivalent experience

5 years experience in financial services compliance

SCA accreditations in UAE Financial Rules and Financial Crime

Job description

A leading investment management firm is setting up a new entity in the UAE and seeks a Compliance Officer & MLRO. This position involves maintaining compliance frameworks, advising senior management, and ensuring adherence to regulations. Ideal candidates will have a Bachelor's degree, be well-versed in SCA and DFSA regulations, and possess significant experience in financial compliance. The role offers the chance to work with global experts and contribute to strategic projects in a supportive and inclusive environment.