Compliance Executive

Caliberly; Dubai; On-site; AED 120,000 - 200,000; Full time

Job summary

A financial services company in Dubai is seeking a Compliance Officer to ensure adherence to regulations and company policies. The role involves monitoring DSA activities, conducting audits, and training teams on compliance protocols. Ideal candidates will have a Bachelor's degree and experience in compliance within banking or financial services, with strong analytical and problem-solving skills.

Qualifications

• 2-3 years of experience in a compliance role, preferably in banking or financial services.
• Strong knowledge of regulations related to credit cards and DSA operations.
• High attention to detail and ability to handle sensitive information.

Responsibilities

• Monitor and review DSA activities for compliance.
• Conduct regular audits of sales processes and documentation.
• Train DSA teams on compliance policies and best practices.

Skills

Analytical skills

Attention to detail

Interpersonal skills

Problem-solving skills

Education

Bachelor's degree in Law or Business Administration

Job description

• Monitor and review DSA activities to ensure compliance with regulatory requirements and company policies.
• Conduct regular audits of sales processes, documentation, and customer interactions.
• Identify and address any compliance breaches or irregularities in a timely manner.
• Train and guide DSA teams on compliance policies and best practices.
• Liaise with legal and regulatory authorities to stay updated on relevant guidelines and updates.
• Prepare detailed reports on compliance audits and submit findings to management.
• Implement corrective measures and follow-up to mitigate compliance risks.
• Ensure all customer data and interactions comply with data protection regulations.

Requirements:

• Bachelors degree in Law, Business Administration, or a related field.
• 2-3 years of experience in a compliance role, preferably in the banking or financial services sector.
• Strong knowledge of regulations related to credit cards and DSA operations.
• Excellent analytical and problem-solving skills.
• High attention to detail and ability to handle sensitive information with confidentiality.
• Effective communication and interpersonal skills to work with cross-functional teams.