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Compliance Officer (Financial Institution)
Descrizione del lavoro
A leading financial institution in Singapore is seeking a meticulous Compliance Officer to ensure compliance with internal policies and regulatory requirements related to derivative trading. This role requires candidates with audit experience in financial institutions, particularly those with exposure to trading operations. Responsibilities include monitoring trading activities and conducting regular audits. This is an excellent opportunity for individuals looking to transition into a dynamic compliance role.
Competenze
- Audit experience in financial institutions, preferably with exposure to trading operations.
- Strong analytical, risk assessment, and reporting skills.
- Detail-oriented with excellent communication and interpersonal skills.
Mansioni
- Ensure compliance of derivative trading activities with internal policies and regulations.
- Monitor trading activities and identify compliance risks.
- Conduct regular audits and control reviews.
Conoscenze
Formazione
Location: Raffles PlaceWorking Hours: Monday – Friday, 9:00 AM – 6:00 PMSalary: Up to S$6,500/month (commensurate with experience)
About the Role: We are seeking a meticulous and proactive ComplianceOfficer to join a leading financial institution specializing inderivative trading. This role is ideal for candidates with audit/ compliance experience in financial institutions who are looking to transition into compliance within a dynamic trading environment.
Key Responsibilities:
- Ensure the organization’s derivative trading activities complywith internal policies and regulatory requirements.
- Monitor trading activities, identify potential compliance risks,and implement corrective measures.
- Conduct regular audits and control reviews to ensure adherence tofinancial regulations.
- Prepare reports and escalation issues to senior management asnecessary.
- Collaborate with internal teams and external regulators oncompliance matters.
Requirements:
- Audit experience in financial institutions (preferably withexposure to trading operations).
- Strong analytical, risk assessment, and reporting skills.
- Detail-oriented with excellent communication and interpersonalskills.
- Ability to work independently and as part of a team in a fast-paced environment.
To apply, please click on "Apply Now" or email your most recent resume to kenny@recruitlync.com/ Whatsapp 85017683.
Ho Tze Chin Kenny (R1762905)Recruit Lync Pte Ltd (22C1000)
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