NEW! Investments Compliance Senior Associate (contract)

Ambition Singapore; Singapore; On-site; SGD 100,000 - 125,000; Full time

Job summary

A recruitment agency in Singapore is seeking a compliance officer to perform pre- and post-trade compliance checks, monitor risk parameters, and resolve compliance breaches. The ideal candidate will collaborate with both regional and global compliance teams, prepare essential reports, and optimize compliance processes. Candidates should have experience in compliance management and strong analytical skills. This role requires effective communication with internal and external stakeholders.

Qualifications

• Experience in compliance checks and monitoring.
• Strong analytical skills for risk parameter calculation.
• Ability to collaborate with teams to resolve issues.

Responsibilities

• Perform pre- and post-trade compliance checks.
• Calculate and monitor risk parameters.
• Research and resolve compliance breaches.
• Prepare compliance-related reports.

Job description

Perform pre- and post-trade compliance checks by reviewing transactions and portfolio holdings against regulatory, client, and internal investment guidelines.

Calculate and monitor risk parameters to ensure full compliance across funds and separate accounts.

Research potential compliance breaches and collaborate with portfolio and account teams to resolve outstanding issues in a timely manner.

Partner with regional and global compliance teams to escalate, track, and remediate compliance matters.

Prepare and deliver compliance-related and client reporting to support account management and stakeholder needs.

Respond to investment guideline inquiries from the trade floor and other internal or external stakeholders.

Support regional and global compliance initiatives, including process optimization and control enhancements.

Collaborate with automation and technology teams to improve the efficiency and accuracy of compliance rules.

Assist with user acceptance testing for regional and global compliance projects and system enhancements.

Interested applicants please send your resume in MS Word format and attention it to Rachel Yeo (R22104385).

Shortlisted candidates will be notified

Data provided is for recruitment purposes only

EA Registration Number: R22104385

Business Registration Number: 200611680D. License Number: 10C5117