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A leading compliance consultancy in Singapore seeks a Compliance Officer to oversee regulatory compliance, provide guidance to business leaders, and prepare compliance reports. Ideal candidates will have 5+ years of relevant experience in asset management, with strong problem-solving skills and the ability to communicate complex compliance concepts effectively. The role includes training staff and managing compliance breaches in a collaborative team environment.
Maintain MAS licensing obligations and ensure local compliance policies align with global standards.
Provide clear, practical compliance advice to business leaders on regulatory changes and day-to-day queries.
Engage with business teams to monitor new initiatives and address compliance needs promptly.
Prepare essential board/committee materials and monthly compliance reports for Global Compliance.
Execute monitoring plans and review marketing/distribution activities for compliance.
Manage compliance breaches and support remediation efforts.
Deliver compliance training for new joiners and refreshers for existing staff.
Other ad hoc duties as assigned
5 years in compliance within asset management or investment firms.
Familiarity with fund management processes (investment, trade compliance, sales & marketing) and financial crime prevention (AML, ABC, fraud, sanctions).
Understanding of risk management, internal controls, and compliance standards.
Ability to simplify complex compliance concepts for non-specialists.
Strong attention to detail, problem-solving, and ability to work independently.
Comfortable working with different teams and stakeholders.
Quick learner who can manage priorities effectively in a short-term role.
Interested applicants please send your resume in MS Words format and attention it to Tan Joanna (R1104661)
Short listed candidates will be notified
www.ambition.com.sg
EA Registration Number: R1104661
Data provided is for recruitment purposes only
Business Registration Number: 200611680D. Licence Number: 10C5117