Investment Compliance Manager (Contract)

AMBITION GROUP SINGAPORE PTE. LTD.; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A recruitment consultancy in Singapore is seeking a compliance officer to ensure trades and portfolio holdings adhere to regulations. Key responsibilities include monitoring compliance, analyzing transactions, preparing reports, and resolving any compliance issues. This role requires collaboration with various teams within the organization. Interested applicants should submit their resumes, referencing the contact person mentioned.

Responsibilities

• Monitor trades and portfolio holdings for compliance.
• Analyze transactions, calculate risk metrics, and conduct compliance checks.
• Research compliance issues and collaborate to resolve violations.
• Prepare compliance reports for stakeholders.
• Respond to inquiries regarding investment guidelines.
• Participate in projects to automate trade compliance.

Job description

Responsibilities

• Perform ongoing monitoring of trades and portfolio holdings to ensure adherence to regulatory, client, and internal guidelines.
• Analyze transactions and holdings, calculate risk metrics, and conduct full compliance checks for public funds and segregated accounts.
• Research potential compliance issues and collaborate with Portfolio and Account Management teams to resolve any violations.
• Prepare daily compliance and client-related reports for internal stakeholders.
• Respond to inquiries from the trading desk and other internal or external parties regarding investment guidelines.
• Participate in projects aimed at optimizing and automating trade compliance processes.

Interested applicants please send your resume in MS Word format and attention it to Rachel Yeo (R22104385).

Shortlisted candidates will be notified

Data provided is for recruitment purposes only

www.ambition.com.sg

EA Registration Number: R22104385

Business Registration Number: 200611680D. License Number: 10C5117