Head of Legal & Compliance (Investment)

ALLIED SEARCH PTE. LTD.; Singapore; On-site; SGD 125,000 - 150,000; Full time

Job summary

A financial services firm in Singapore seeks a Head of Legal & Compliance to lead the legal operations of their investment products. The ideal candidate will manage a compliance team, provide legal support, and ensure adherence to regulations across investment structures. Candidates should have 8–10 years of relevant experience in financial services, including strong knowledge of legal aspects in fund structuring. This position offers attractive benefits and a central location in Singapore.

Benefits

Good career opportunity

Accessible location

Good overall benefits

Qualifications

• Minimum Bachelor’s Degree in Law.
• 8–10 years of legal, compliance or regulatory experience in financial services.
• Expertise in fund structuring and investor compliance.

Responsibilities

• Manage and lead legal and compliance team operations.
• Provide legal support across the organization.
• Oversee documentation for investment product setup.
• Draft and review transaction agreements.
• Conduct legal research across jurisdictions.
• Lead structuring of investment vehicles.
• Ensure regulatory compliance.
• Deliver strategic legal advice to senior management.

Skills

Legal expertise in fund structuring

Regulatory compliance knowledge

Risk management skills

Communication skills

Education

Bachelor’s Degree in Law

Job description

• Good career opportunity
• Accessible location
• Good overall benefits

As a Head of Legal & Compliance (Investment), you will be responsible for the following duties:

• Manage and lead day‑to‑day operations of the Legal and Compliance team.
• Provide comprehensive legal and compliance support across the organization.
• Oversee and manage all documentation related to the setup and launch of investment products.
• Draft and review transaction agreements related to asset management and broader business activities.
• Conduct legal and regulatory research across jurisdictions, advising on implications for investment structures, products, and client segments.
• Lead the structuring, formation, and negotiation of tailored investment vehicles for UHNW and institutional clients.
• Ensure adherence to regulatory requirements and manage ongoing compliance matters.
• Deliver strategic legal advice to senior management, offering solutions that align with both regulatory obligations and business objectives.

Requirements:

• Minimum Bachelor’s Degree in Law
• Possess 8–10 years of experience in legal, compliance, or regulatory roles in the financial services sector.
• Well‑versed in legal aspects of fund structuring, wealth planning, and investor compliance in Singapore.

To apply, simply click on the ‘’apply’’ button in the job advertisement or alternatively, you can send in your resume via email.

Email Address: [e-mail]

We regret to inform that only shortlisted candidates will be notified.

ALLIED SEARCH PTE. LTD.