FAA Investigation Specialist: Financial Compliance & Analysis

DBS; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A major bank in Singapore seeks a passionate Analyst/Assoc, Financial Advisers Act Investigation Specialist for their Group Compliance Team. The role involves conducting thorough investigations into breaches of financial regulations, gathering evidence, and preparing detailed reports. Candidates should have a relevant diploma or degree, strong analytical skills, and experience in financial investigations or compliance. Join a team dedicated to maintaining the bank's integrity and reputation in a fast-paced environment.

Qualifications

• Strong knowledge of the Financial Advisers Act and related regulations.
• Experience in financial investigations, compliance, or a related field.
• Ability to work independently with minimum supervision.

Responsibilities

• Conduct thorough investigations into potential breaches of financial regulations.
• Gather evidence and interview clients and financial advisors.
• Prepare detailed investigation reports with findings and recommendations.

Skills

Analytical skills

Investigative skills

Problem-solving skills

Report-writing skills

Education

Diploma / Degree in finance, law, accounting or relevant certifications

Tools

Microsoft applications

Job description

A major bank in Singapore seeks a passionate Analyst/Assoc, Financial Advisers Act Investigation Specialist for their Group Compliance Team. The role involves conducting thorough investigations into breaches of financial regulations, gathering evidence, and preparing detailed reports. Candidates should have a relevant diploma or degree, strong analytical skills, and experience in financial investigations or compliance. Join a team dedicated to maintaining the bank's integrity and reputation in a fast-paced environment.