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A leading recruitment firm based in Singapore is seeking a Compliance Officer to ensure adherence to regulations at sales events. Responsibilities include conducting compliance checks, developing guidelines, and liaising with vendors. Ideal candidates should possess experience in compliance within financial services and have strong analytical skills. Applicants can send their resumes to the provided contact. Only shortlisted candidates will be contacted.
Conduct regular on-site compliance checks at sales roadshows to ensure adherence to internal policies and MAS regulations
Develop, review, and enhance compliance guidelines for roadshow activities
Manage and liaise with external vendors for mystery shopping and inspection services
Support and engage the agency force to promote understanding and adoption of compliance requirements
Provide guidance to sales teams to meet compliance obligations while supporting business objectives
Identify gaps and propose improvements to compliance processes and systems
Collaborate with internal stakeholders to implement compliance and operational enhancements
Monitor compliance performance and prepare reports for management review
Recommend corrective and preventive actions to mitigate compliance risks
Support business-as-usual (BAU) compliance activities with minimal supervision
Perform ad-hoc duties to strengthen overall compliance governance
Interested applicants may email resume to kellychooi@recruitexpress.com.sg
Chooi Kelly (CEI Registration No: R25136207)
Recruit Express Pte Ltd (EA: 99C4599)
We regret only shortlisted candidates will be contacted