Contract-to-Permanent Compliance Analyst: Trade & AML

Maybank Investment Banking Group; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A leading brokerage house in Singapore is seeking a Compliance Officer. In this role, you will perform trade surveillance, compliance reviews, and support business conduct matters. Candidates should possess a Bachelor’s degree in Accountancy or Business Administration, with a keen interest in compliance. 2-3 years of experience in the financial industry is preferred. Fresh graduates are also welcome to apply.

Qualifications

• 2-3 years of audit or compliance experience in the financial industry preferred.
• Keen interest in compliance experience in the financial services industry.
• Knowledge of Securities and Futures Act, Financial Advisors Act, or Anti-Money Laundering is an advantage.

Responsibilities

• Perform trade surveillance function and routine compliance reviews.
• Conduct control room and business monitoring functions.
• Administer e-learning on compliance training.

Skills

Analytical skills

Interpersonal skills

Communication skills

Education

Bachelor degree in Accountancy or Business Administration

Job description

A leading brokerage house in Singapore is seeking a Compliance Officer. In this role, you will perform trade surveillance, compliance reviews, and support business conduct matters. Candidates should possess a Bachelor’s degree in Accountancy or Business Administration, with a keen interest in compliance. 2-3 years of experience in the financial industry is preferred. Fresh graduates are also welcome to apply.