Compliance Officer ( Financial/Insurance industry, BSC)

TRUST RECRUIT PTE. LTD.; Singapore; On-site; SGD 50,000 - 80,000; Full time

Job summary

A compliance position is available at a leading recruitment firm in Singapore. The role involves conducting due diligence, managing compliance frameworks, and preparing reports for regulatory purposes. Candidates should have at least 3 years of experience in compliance within the financial services or insurance sectors and hold a Bachelor's degree in a related field.

Qualifications

• Minimum 3 years of compliance experience in financial services or insurance.
• Familiarity with regulatory frameworks is advantageous.

Responsibilities

• Conduct screening and due diligence review on prospects.
• Implement and enhance the Compliance framework.
• Prepare compliance reports for management and regulatory reporting.

Skills

Analytical skills

Problem-solving skills

Attention to detail

Education

Bachelor’s degree in Business or related fields

Job description

Job Responsibilities

• Conduct screening and due diligence review on prospects and referral partners before onboarding
• Conduct ongoing monitoring on existing clients
• Responsible for the implementation and enhancement of the Compliance framework within the company
• Conduct post transaction review to ensure adherence to balanced scorecard requirements, regulation and internal policies
• Track the CPD training hours of the licensed representatives and maintain the record keeping
• Prepare and maintain the compliance reports for management and regulatory reporting
• Assess the Outsourced Service Providers and administer the Outsourcing Register of Outsourced Service Providers
• Handle compliance related queries from staff

Job Requirements and Qualifications

• Bachelor’s degree, preferably in Business related fields
• Minimum 3 years of compliance experience in the financial services or insurance industry
• Meticulous, good analytical and problem solving skills
• Familiar with Financial Advisers Act (FAA), Insurance Act, MAS Notices/Guidelines or Balanced Scorecard (BSC) framework is an added advantage

HOW TO APPLY:

Interested applicants, please click on “Apply Now”. We regret only shortlisted candidates will be notified.

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Trust Recruit Pte Ltd

EA License No: 19C9950

EA Personnel: Gao YueWen

EA Personnel Reg No: R23118964