Compliance Officer

CLIME CAPITAL MANAGEMENT PTE. LTD.; Singapore; On-site; SGD 70,000 - 100,000; Full time

Job summary

A leading investment management firm in Singapore is seeking a Regulation and Compliance Officer to ensure compliance across multiple jurisdictions. The candidate will manage regulatory filings, KYC processes, and internal governance. Ideal candidates have 3–5 years of compliance experience and a degree in a relevant field. This role offers competitive market-based compensation and a chance to contribute to impactful investing.

Benefits

Competitive market-based compensation

Impactful investing opportunities

Qualifications

• 3 to 5 years of relevant compliance experience in financial services.
• Solid understanding of regulatory frameworks, preferably including MAS.
• Professional compliance qualification (e.g. ACAM, ACFC) preferred.

Responsibilities

• Manage MAS, EU, and US filings and surveys.
• Oversee KYC screening and coordinate with the Fund Administrator.
• Conduct annual policy, procedure, and guideline reviews.

Skills

3 to 5 years of relevant compliance experience

Bachelor’s degree in law, Business, Accounting, Finance

Solid understanding of regulatory frameworks

Familiarity with compliance tools

Strong coordination and stakeholder management skills

Excellent written and verbal communication skills

Education

Bachelor’s degree in law, Business, Accounting, Finance

Tools

Refinitiv

Job description

Regulation and Compliance Officer

Clime Capital (www.climecap.com) is a Singapore-licensed fund manager focused on identifying, incubating, and scaling innovative investment platforms accelerating the low-carbon transition. Drawing on a deep understanding of global energy markets and low-carbon technologies, we identify and create investment opportunities that are at the forefront of the low-carbon transition.

We are a fast-paced, impact-driven team headquartered in Singapore, with team members in Vietnam, Indonesia, the Philippines, and India.

We are looking for a Compliance Officer to join our Singapore-based team. You’ll report to the COO and work closely with our investment and operations teams, ensuring strong compliance practices across multiple jurisdictions.

Key Duties and Responsibilities

Regulatory Compliance

• Manage MAS, EU, and US filings and surveys.
• Monitor regulatory updates and maintain the compliance register.
• Support quarterly compliance reporting and draft board minutes.
• Ensure timely ACRA lodgement and collaborate with the corporate secretary.
• Oversee KYC screening and coordinate with the Fund Administrator.
• Maintain fit and proper records.

Transaction Compliance

• Review transaction documents against approvals.
• Coordinate transaction-related board meetings and packages.
• Draft board minutes or resolutions for transactions.
• Review representative records in the management system.
• Assist with closing processes, reviewing conditions precedent and documentation.
• Support closing completion and ensure secure document management and lodgements.
• Coordinate investor onboarding, KYC, and documentation for transactions.
Investor Compliance
• Review data room quality.
• Manage investor onboarding, KYC, and documentation.
• Coordinate review of subscription documents and follow up on missing information.
• Prepare resolutions and coordinate execution.
• Support due diligence questionnaires and ad hoc queries.
• Assist with regular investor reporting.
• Review investor records in the management system and SharePoint.

Internal Governance Support

• Conduct annual policy, procedure, and guideline reviews.
• Develop workflows for internal understanding.
• Recommend and coordinate compliance training.
• Coordinate Enterprise-Wide Risk Assessments.
• Participate in compliance projects and implementation.
• Design effective communication for internal discipline.
• Assist in managing compliance-related issues and complaints

Skills and Attributes

• 3 to 5 years of relevant compliance experience within the financial services industry - Fund Administrator, Fund House, VCFM, Corporate Secretarial, Legal firm or Compliance Advisory.
• Bachelor’s degree in law, Business, Accounting, Finance, or related field
• Solid understanding of regulatory frameworks, ideally including MAS requirements, and familiarity with EU/US regulations is advantageous.
• Familiarity with compliance tools (e.g. Refinitiv)
• Proven experience in managing KYC processes, handling corporate secretarial tasks, and supporting transaction compliance.
• Professional compliance qualification (e.g. ACAM, ACFC) preferred.
• Strong coordination and stakeholder management skills
• Excellent written and verbal communication skills with an eye and strong organisational abilities. Previous exposure to legal or corporate secretary would be advantageous.
• A genuine passion for contributing to the growth of the renewable energy and carbon mitigation sectors; knowledge of SE Asian markets is a plus.

We offer a competitive market-based compensation commensurate with work experience. Join us, and be at the forefront of impactful investing and the opportunity to contribute meaningfully to a sustainable future.

Priority will be given to Singaporean / PR candidates

We regret that only shortlisted candidates will be notified.