Compliance Officer

TECHNTEA PTE. LTD.; Singapore; On-site; SGD 80,000 - 120,000; Full time

Job summary

A leading financial services firm in Singapore is seeking a regulatory compliance professional to manage compliance frameworks and enhance their global licensing operations. The ideal candidate must have at least 5 years of relevant experience in regulatory compliance or governance within financial institutions, coupled with the ability to work autonomously. Proficiency in English and experience with OTC trading or crypto platforms are highly regarded. This role involves a thorough understanding of risk management and regulatory trends.

Qualifications

• 5+ years of regulatory compliance experience in financial institutions or fintech.
• Proficient in English for effective communication.
• Experience with OTC trading, crypto exchanges, or payment platforms is valued.

Responsibilities

• Lead regulatory license applications and ensure timely approvals.
• Prepare and manage regulatory filings and compliance across jurisdictions.
• Develop and maintain compliance and risk management frameworks.

Skills

Regulatory compliance

AML/CFT

Governance

Analytical skills

Education

Bachelor’s degree in Law, Finance, Business, or related discipline

Job description

Job Summary

This role is ideal for a professional with a proven track record in financial services and digital asset licensing who is passionate about applying that expertise to a dynamic, high-growth environment. You will act as a key partner to the CCO, assisting in the end-to-end management of our compliance frameworks and the scaling of our global licensing footprint.

Responsibilities

• Lead the end-to-end process for regulatory license applications by developing strategy, preparing documentation, and overseeing implementation to ensure timely approvals.
• Prepare, submit, and manage all regulatory filings, correspondence, and meetings with financial authorities to maintain compliance across multiple jurisdictions.
• Track and manage licensing obligations and renewals for Group entities across regions including Australia, offshore locations, and other financial centers to ensure uninterrupted operations.
• Conduct research and analysis on licensing and regulatory strategies in global jurisdictions to support informed decision-making.
• Develop, implement, and maintain core compliance, AML/CFT, and risk management frameworks aligned with applicable jurisdictional regulations to uphold governance standards.
• Draft, review, and update compliance policies, procedures, and operational guidelines to ensure consistency and regulatory adherence across business units.
• Identify gaps in internal controls and propose actionable improvements to enhance the Group’s overall governance maturity.
• Monitor global regulatory developments and trends, translating new laws into actionable internal implementation plans to maintain compliance readiness.
• Oversee KYC due diligence, customer screening, and customer risk assessments to ensure adherence to internal AML/CFT policies and regulatory requirements.
• Manage AML-related legal services and ensure onboarding standards meet applicable regulatory requirements to mitigate compliance risks.
• Assess AML/CFT risks escalated by business lines and coordinate appropriate responses to safeguard the organization.
• Design and deliver compliance and AML/CFT training programs and awareness initiatives to build a strong compliance culture across the organization.
• Promote compliance awareness and foster a culture of integrity and accountability throughout the company.

Preferred competencies and qualifications

• Minimum 5 years of relevant experience in regulatory compliance, AML/CFT, or governance within financial institutions, fintech, or digital asset platforms.
• Bachelor’s degree in Law, Finance, Business, or a related discipline.
• Proven experience with OTC trading, crypto exchanges, or payment platforms is highly valued.
• Demonstrated ability to work autonomously and create processes from the ground up in a high-growth environment (builder mentality).
• Proficiency in English (written and spoken) is required to facilitate effective coordination and collaboration across internal teams and stakeholders in the Greater China region.